UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________
FORM SD
Specialized Disclosure Report
________________________________________________
ENPHASE ENERGY, INC.
(Exact name of registrant as specified in its charter)
________________________________________________
| Delaware | 001-35480 | 20-4645388 | ||||||||||||
| (State or other jurisdiction of incorporation) | (Commission file number) | (IRS Employer Identification No.) | ||||||||||||
47281 Bayside Parkway
Fremont, CA 94538
(Address of principal executive offices, including zip code)
Lisan Hung
Vice President, General Counsel and Corporate Secretary
(877) 774-7000
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Enphase Energy, Inc. (the “Company”) has evaluated its current products and has determined that certain products it contracts to manufacture contain conflict minerals originating in the Democratic Republic of the Congo or adjoining countries. As a result, the Company has prepared, and is filing with this Form SD, a Conflict Minerals Report. A copy of the Company’s Conflict Minerals Report for the calendar year ended December 31, 2022 is provided as Exhibit 1.01 to the Specialized Disclosure Report and is publicly available on the Company’s corporate website at http://investor.enphase.com/sec.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 3 - Exhibits
Item 3.01 Exhibits
| Exhibit Number | Description | |||||||
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 31, 2023 | ENPHASE ENERGY, INC. | ||||||||||
| By: | /s/ Lisan Hung | ||||||||||
| Lisan Hung | |||||||||||
| Vice President, General Counsel and Corporate Secretary | |||||||||||
Exhibit 1.01
Enphase Energy, Inc.
Conflict Minerals Report
For The Year January 1, 2022 through December 31, 2022
1. Introduction
This Conflict Minerals Report (“CMR”) for the year January 1, 2022 through December 31, 2022 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten and gold (“3TG” or “Conflict Minerals”) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.
If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo (the “DRC”) or an adjoining country, which include the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola (collectively with the DRC, the “Covered Countries”), or from recycled and scrap sources, it must submit a completed Form SD that describes the Reasonable Country of Origin Inquiry (the “RCOI”).
If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a CMR with its Form SD to the SEC that includes a description of those due diligence measures.
2. Company Overview
This CMR has been prepared by management of Enphase Energy, Inc. (herein referred to as “we,” “us” or “our”). The information includes the activities of all majority-owned subsidiaries.
We are a global energy technology company. We deliver smart, easy-to-use solutions that manage solar generation, energy storage and communication on one platform. We revolutionized the solar industry with our microinverter technology and we produce a fully integrated solar-plus-storage solution. As of March 31, 2023, we have shipped more than 63 million microinverters, and approximately 3.3 million Enphase-based systems have been deployed in more than 145 countries.
3. Products Overview
The Enphase® Energy System™, our current generation integrated solar, storage and energy management offering powered by Enphase IQ® Microinverters and IQ™ Batteries, enables self-consumption and delivers our core value proposition of yielding more energy, simplifying design and installation, and improving system uptime and reliability.
The Enphase Energy System brings a high technology, networked approach to solar generation plus energy storage, by leveraging our design expertise across power electronics, semiconductors and cloud-based software technologies. Our integrated approach to energy solutions maximizes a home’s energy potential while providing advanced monitoring and remote maintenance capabilities. The Enphase Energy System powered by IQ Microinverters uses a single technology platform for seamless management of the whole solution, enabling rapid commissioning with the Enphase® Installer App; consumption monitoring with the IQ™ Gateway or IQ™ Combiner, the Enphase® App, a cloud-based energy management platform, and our IQ Battery. System owners can use the Enphase App to monitor their home’s solar generation, energy storage and consumption from any web-enabled device.
Based on our internal assessment, our microinverter products, certain related microinverter accessories, the IQ Gateway, the IQ Battery and our elective vehicle (“EV”) chargers contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for the purposes of this assessment, only our microinverter products, certain related accessories, the IQ Gateway, the IQ Battery and EV chargers (collectively, the “Covered Products”) were considered.
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 1
4. Reasonable Country of Origin Inquiry
We rely upon our suppliers to provide information on the origin of 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.
We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to contain 3TG during the Reporting Period. During the process of our review, we identified 184 suppliers who were within the scope of RCOI.
We, through our outside agent Flextronics International Ltd. (“Flex”) who assisted us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-tier suppliers using the template known as the Conflict Minerals Reporting Template (the “CMRT”), a standardized reporting template developed by the Responsible Minerals Initiative (“RMI”). The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. The CMRT is widely adopted by many companies in their due diligence processes related to Conflict Minerals.
We continued to seek supply chain responses through March 2023 in preparation of this CMR and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid CMRTs from 179 of the 184 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.
Due to the breadth, complexity and constant evolution of our products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of our relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, our ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the Responsible Minerals Assurance Process (“RMAP”), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.
5. Due Diligence Process
5.1 Design of Due Diligence
Our due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (“OECD Guidance”), consistent with our position as a downstream company. The OECD Guidance provides a detailed due diligence framework to support responsible global supply chain management of 3TGs and other mineral resources and is currently the leading international framework for raw material due diligence. We, as a purchaser of components and materials, are many steps removed from the mining of conflict minerals, do not purchase raw ore or unrefined conflict minerals, do not purchase minerals directly from smelters or refiners, and do not conduct purchasing activities directly in any of the Covered Countries.
5.2 Establish Strong Company Management Systems
a.Conflict Minerals Policy
There has been increased awareness regarding the human rights violations in the mining of certain minerals from the Covered Countries. Through the Dodd-Frank Act, publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if Conflict Minerals used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Covered Countries. We are committed to taking all steps to comply with the legislation and are committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.
We continue to develop and implement a strategy to support the objectives to the U.S. regulations on the supply of Conflict Minerals, including:
•Developing and implementing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Covered Countries.
•Not knowingly procuring specified minerals that originate from facilities in the Covered Counties that
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 2
are not certified as conflict free.
•Expecting our suppliers to: (i) provide us with Conflict Minerals content and country of origin information on the products it supplies to us; (ii) cooperate with us (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Minerals audits, and due diligence on its suppliers as required for our annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with us in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in our products.
•Expecting suppliers whose products contain Conflict Minerals to establish policies, due diligence frameworks and management systems consistent with the OECD Guidance that are designed to accomplish this goal and requiring their suppliers to do the same.
We believe in establishing and maintaining long-term relationships with suppliers whenever possible. We have adopted a policy on Conflict Minerals, which is available at https://enphase.com/en-us/conflict-minerals-policy.
b. Internal Team
We have established a management system for complying with the applicable rules. Our management system is led by our Vice President of Supply Chain. They are supported by a team from relevant functions such as legal, purchasing, quality assurance, manufacturing and environmental health and safety. The Vice President of Supply Chain is responsible for implementing our Conflict Minerals compliance strategy.
c.Control Systems
We use the CMRT to gather information on the chain of custody of the 3TG included in our products.
d.Supplier Engagement
We have engaged Flex to reach out to our suppliers and sub-suppliers who have yet to participate in RMI’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in RMI’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers an acknowledgment of our Supplier Code of Conduct, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.
e.Grievance Mechanism
We have established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.
f.Records Maintenance
We have established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database for appropriate periods.
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 3
5.2 Identify and Assess Risks in the Supply Chain
Because of the complexity of our products, and the depth, breadth and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. We engaged Flex to manage the process of requesting in-scope suppliers to complete and submit the CMRT to gather information on our supply chain. The CMRT includes questions on: (i) whether any of the minerals which could potentially be classified as 3TG are intentionally added to the products manufactured by the supplier; (ii) whether any of the minerals which could potentially be classified as 3TG are necessary to the functionality or production of the products manufactured by the supplier; (iii) whether any of the smelters in the supplier’s supply chain sourced those minerals from a Covered Country; (iv) whether 100% of those minerals came from a recycler or scrap supplier; (v) whether any smelter in the supplier’s supply chain, from which the source of the minerals is unknown, is located in a Covered Country; (vi) whether the supplier had received conflict mineral information from all relevant suppliers of 3TG; and (vii) the identity of the smelters and refiners of those minerals.
5.3 Design and Implement a Strategy to Respond to Identified Risks
As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the RMAP through our supply chain, where possible. To the extent we are able to determine in the future whether we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.
In addition, we have developed procedures for obtaining CMRTs from our suppliers, reviewing their responses, consolidating the information in a central database and following up with suppliers to address any red flags or inconsistent responses. Some of these activities we handle internally, and most are handled by our third-party conflict minerals due diligence service provider, Flex.
5.4 Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
We do not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives, as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the RMAP.
5.5 Report on Supply Chain Due Diligence
This CMR and our Form SD will be filed with the SEC, and this CMR is publicly available on our website at www.enphaseenergy.com.
6. Due Diligence Results
6.1 Survey Response
We received 179 completed CMRTs from the 184 suppliers surveyed. Of the 179 suppliers that provided complete responses to our survey, 136 indicated that they do not source Conflict Minerals or certified that they are conflict free as follows: (i) 18 indicated that they do not source Conflict Minerals at all; (ii) 44 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries; and (iii) 74 reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. The remaining 43 completed a CMRT but either included in their response (a) smelters who are not enrolled or current with RMAP; (b) unknown smelters; or (c) provided incomplete information with which to determine the location of a mine or smelter.
| Supplier Response | 2022 | 2021 | ||||||
| Supplier CMRT Completion Rate | 97.28% (179 of 184) | 92.42% (134 of 145) | ||||||
| Status of Suppliers | 2022 | 2021 | ||||||
| Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free | 75.98% (136 of 179) | 89.55% (120 of 134) | ||||||
| Still Completing Due Diligence, use smelters not enrolled in RMAP or Origins Unknown or No Information Provided | 24.02% (43 of 179) | 10.45% (14 of 134) | ||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 4
130 of the 179 suppliers that responded to our survey provided responses on a company-wide or on a user defined basis that was not specifically applicable to components or types of components furnished to us. That is, they were unable to represent that 3TG from the smelters or refiners identified had actually been included in the components supplied to us or our direct suppliers.
6.2 Efforts to Determine Country of Origin of Mine or 3TG
Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By requiring that our suppliers conform with standards that meets the OECD Guidance and report to us using the CMRT, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. We have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.
6.3 Smelters or Refiners Identified
We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, a number of suppliers either did not complete the CMRT, provided invalid information, or indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown.
In total, 374 smelters and refiners were identified as potentially in our supply chain. Of those 374 smelters and refiners, 218 are currently listed as RMAP Conformant or Active, and 14 are listed as In Communication with the RMI. The remaining smelters identified were listed on the smelter look-up tab of the CMRT but are not Conformant nor Active nor actively in communication with RMI, and we label those as ‘Not Enrolled’. We found no reasonable basis for concluding that any of these smelters or refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list of all known smelters and refiners identified as potentially being in our supply chain.
7. Conflict Minerals Status Analysis and Conflict Status Conclusion
We have determined that a portion of the conflict minerals contained in the Covered Products originated from the Covered Countries, but we were unable to determine the origin of all the conflict minerals in our Covered Products. Therefore, we are unable to conclusively determine the country of origin of the Necessary Conflict Minerals in all our products. Because we have not described any of our products as “DRC conflict free,” an independent private sector audit is not required to be conducted under Rule 13p-1, based on guidance from the SEC’s staff, and therefore has not been conducted.
8. Steps to be taken to mitigate risk
We will continue to communicate our expectations and information requirements to our direct suppliers and continue to work towards a conflict-free supply chain. In addition, we will continue to make inquiries of our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence process or reporting needs improvement, we currently intend to continue the trade relationship while that supplier improves its compliance program. We expect our direct suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In addition to the plans described above, we will continue to undertake the following steps during the next reporting period:
•Continue to engage with suppliers to obtain current, accurate and complete information about the supply chain;
•Continue to support supply chain transparency efforts;
•Continue to include obligations in our new supplier contracts consistent with our policy on conflict minerals; and
•Continue to review and refine the list of in-scope suppliers to facilitate additional focus on those suppliers currently supplying components likely to introduce 3TG into our supply chain.
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 5
Cautionary Note on Forward-Looking Statements
This CMR contains links to internal websites for informational purposes only. References to such websites and information available through such websites are not incorporated into this CMR. Additionally, this CMR includes forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, our intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.
Enphase Energy, Inc. - 2022 Conflict Minerals Report | 6
Annex 1
The below table lists the smelters or refiners that were identified by suppliers we surveyed through their CMRTs and that are, as of March 31, 2023, listed on the RMI’s list of known smelters and refiners. This list includes the Metal, RMI Status, Standard Smelter Name and Smelter Country. It may be the case that not all of the smelters and refiners listed in CMRTs that we received have processed 3TG necessary for our in-scope products, since a number of suppliers responding reported their CMRT at a “company level.” In addition, this list may include reported smelters and refiners that were not in our supply chain due to the over-inclusiveness of the information received. In addition, the smelters and refiners listed below may not include all of the smelters and refiners in our supply chain, since some suppliers we surveyed indicated that they received information regarding their supply chains from less than 100% of their own suppliers, and therefore may not have identified all smelters or refiners in their supply chain. As well, not all of our suppliers who received a CMRT responded to our inquiries.
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Gold | Not Enrolled | 8853 S.p.A. | ITALY | |||||||||||||||||
| Gold | Not Enrolled | ABC Refinery Pty Ltd | AUSTRALIA | |||||||||||||||||
| Gold | Conformant | Advanced Chemical Company | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Agosi AG | GERMANY | |||||||||||||||||
| Gold | Conformant | Aida Chemical Industries Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | |||||||||||||||||
| Gold | Not Enrolled | Albino Mountinho Lda. | PORTUGAL | |||||||||||||||||
| Gold | Conformant | Almalyk Mining and Metallurgical Complex | UZBEKISTAN | |||||||||||||||||
| Gold | Conformant | AngloGold Ashanti | BRAZIL | |||||||||||||||||
| Gold | Conformant | Argor-Heraeus S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Conformant | Asahi Pretec Corp. | JAPAN | |||||||||||||||||
| Gold | Conformant | Asahi Refining Canada Ltd. | CANADA | |||||||||||||||||
| Gold | Conformant | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Asaka Riken Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | Atasay Kuyumculuk Sanayi | TURKEY | |||||||||||||||||
| Gold | Not Enrolled | AU Traders and Refiners | SOUTH AFRICA | |||||||||||||||||
| Gold | Conformant | Aurubis AG | GERMANY | |||||||||||||||||
| Gold | Conformant | Bangalore Refinery | INDIA | |||||||||||||||||
| Gold | Conformant | Bangko Sentral ng Pilipinas | PHILIPPINES | |||||||||||||||||
| Gold | Conformant | Boliden AB | SWEDEN | |||||||||||||||||
| Gold | Conformant | C. Hafner GmbH + Co. KG | GERMANY | |||||||||||||||||
| Gold | Not Enrolled | Caridad | MEXICO | |||||||||||||||||
| Gold | Conformant | CCR Refinery - Glencore Canada Corporation | CANADA | |||||||||||||||||
| Gold | Not Enrolled | Cendres + Metaux S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Not Enrolled | CGR Metalloys Pvt Ltd. | INDIA | |||||||||||||||||
| Gold | Conformant | Chimet S.p.A. | ITALY | |||||||||||||||||
| Gold | Conformant | Chugai Mining | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | In Communication | Daye Non-Ferrous Metals Mining Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | |||||||||||||||||
| Gold | Not Enrolled | Dijllah Gold Refinery FZC | UAE | |||||||||||||||||
| Gold | Not Enrolled | DODUCO Contacts and Refining GmbH | GERMANY | |||||||||||||||||
| Gold | Not Enrolled | Dongwu Gold Group | CHINA | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 7
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Gold | Conformant | Dowa | JAPAN | |||||||||||||||||
| Gold | Conformant | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. East Plant | JAPAN | |||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. North Plant | JAPAN | |||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. West Plant | JAPAN | |||||||||||||||||
| Gold | In Communication | Emeral Jewel Industry India Limited (Unit 1) | INDIA | |||||||||||||||||
| Gold | In Communication | Emeral Jewel Industry India Limited (Unit 2) | INDIA | |||||||||||||||||
| Gold | In Communication | Emeral Jewel Industry India Limited (Unit 3) | INDIA | |||||||||||||||||
| Gold | In Communication | Emeral Jewel Industry India Limited (Unit 4) | INDIA | |||||||||||||||||
| Gold | Conformant | Emirates Gold DMCC | UNITED ARAB EMIRATES | |||||||||||||||||
| Gold | Not Enrolled | Fidelity Printers and Refiners Ltd. | ZIMBABWE | |||||||||||||||||
| Gold | Not Enrolled | Fujairah Gold FZC | UNITED ARAB EMIRATES | |||||||||||||||||
| Gold | Conformant | Geib Refining Corporation | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Non Enrolled | Gold Coast Refinery | GHANA | |||||||||||||||||
| Gold | Conformant | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Guangdong Jinding Gold Limited | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Heimerle + Meule GmbH | GERMANY | |||||||||||||||||
| Gold | Not Enrolled | Henan Yuguang Gold & Lead Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Heraeus Germany GmbH Co. KG | GERMANY | |||||||||||||||||
| Gold | Conformant | Heraeus Metals Hong Kong Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | Industrial Refining Company | BELGIUM | |||||||||||||||||
| Gold | Conformant | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | |||||||||||||||||
| Gold | In Communication | International Precious Metal | UNITED ARAB EMIRATES | |||||||||||||||||
| Gold | Conformant | Ishifuku Metal Industry Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | Istanbul Gold Refinery | TURKEY | |||||||||||||||||
| Gold | Conformant | Italpreziosi | ITALY | |||||||||||||||||
| Gold | Not Enrolled | JALAN & Company | INDIA | |||||||||||||||||
| Gold | Conformant | Japan Mint | JAPAN | |||||||||||||||||
| Gold | Conformant | Jiangxi Copper Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Not Enrolled | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Not Enrolled | JSC Uralelectromed | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Conformant | JX Nippon Mining & Metals Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | K.A. Rasmussen | NORWAY | |||||||||||||||||
| Gold | Not Enrolled | Kaloti Precious Metals | UNITED ARAB EMIRATES | |||||||||||||||||
| Gold | In Communication | Kazakhmys Smelting LLC | KAZAKHSTAN | |||||||||||||||||
| Gold | Conformant | Kazzinc | KAZAKHSTAN | |||||||||||||||||
| Gold | Conformant | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | KGHM Polska Miedz Spolka Akcyjna | POLAND | |||||||||||||||||
| Gold | Conformant | Kojima Chemicals Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | In Communication | Kundan Care Products Ltd. | INDIA | |||||||||||||||||
| Gold | Not Enrolled | Kyrgyzaltyn JSC | KYRGZSTAN | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 8
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Gold | Not Enrolled | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Not Enrolled | L'azurde Company For Jewelry | SAUDI ARABIA | |||||||||||||||||
| Gold | Not Enrolled | Lingbao Gold Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | L'Orfebre S.A. | ANDORRA | |||||||||||||||||
| Gold | Conformant | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Conformant | LT Metal Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Marsam Metals | BRAZIL | |||||||||||||||||
| Gold | Conformant | Materion | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Matsuda Sangyo Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | In Communication | MD Overseas | INDIA | |||||||||||||||||
| Gold | Conformant | Metal Concentrators SA (Pty) | SOUTH AFRICA | |||||||||||||||||
| Gold | In Communication | Metallix Refining Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Metalor Technologies (Hong Kong) Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | |||||||||||||||||
| Gold | Conformant | Metalor Technologies (Suzhou) Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Metalor Technologies S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Conformant | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | |||||||||||||||||
| Gold | Conformant | Mitsubishi Materials Corporation | JAPAN | |||||||||||||||||
| Gold | Conformant | Mitsui Mining and Smelting Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | MMTC-PAMP India Pvt., Ltd. | INDIA | |||||||||||||||||
| Gold | Not Enrolled | Modeltech Sdn Bhd | MALAYSIA | |||||||||||||||||
| Gold | In Communication | Morris and Watson | NEW ZEALAND | |||||||||||||||||
| Gold | Not Enrolled | Morris and Watson Gold Coast | AUSTRALIA | |||||||||||||||||
| Gold | Not Enrolled | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Conformant | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | |||||||||||||||||
| Gold | Conformant | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | |||||||||||||||||
| Gold | Conformant | NH Recytech Company | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Conformant | Nihon Material Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | |||||||||||||||||
| Gold | Conformant | Ohura Precious Metal Industry Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Conformant | PAMP S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Not Enrolled | Pease & Curren | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Not Enrolled | Penglai Penggang Gold Industry Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Planta Recuperadora de Metales SpA | CHILE | |||||||||||||||||
| Gold | Not Enrolled | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Conformant | PT Aneka Tambang (Persero) Tbk | INDONESIA | |||||||||||||||||
| Gold | Conformant | PX Precinox S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Not Enrolled | QG Refining, LLC | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | |||||||||||||||||
| Gold | Not Enrolled | Refinery of Seemine Gold Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | REMONDIS PMR B.V. | NETHERLANDS | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 9
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Gold | Not Enrolled | Republic Metals Corporation | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Conformant | Royal Canadian Mint | CANADA | |||||||||||||||||
| Gold | Conformant | SAAMP | FRANCE | |||||||||||||||||
| Gold | Not Enrolled | Sabin Metal Corp. | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Not Enrolled | Safimet S.p.A | ITALY | |||||||||||||||||
| Gold | Conformant | SAFINA A.S. | CZECHIA | |||||||||||||||||
| Gold | Not Enrolled | Sai Refinery | INDIA | |||||||||||||||||
| Gold | Not Enrolled | Samduck Precious Metals | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | Samwon Metals Corp. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | SAXONIA Edelmetalle GmbH | GERMANY | |||||||||||||||||
| Gold | Not Enrolled | Sellem Industries Ltd. | MAURITANIA | |||||||||||||||||
| Gold | Conformant | SEMPSA Joyeria Plateria S.A. | SPAIN | |||||||||||||||||
| Gold | Conformant | Shandong Gold Smelting Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Shandong Humon Smelting Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Shenzhen CuiLu Gold Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Shirpur Gold Refinery Ltd. | INDIA | |||||||||||||||||
| Gold | Conformant | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | |||||||||||||||||
| Gold | Not Enrolled | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | |||||||||||||||||
| Gold | Conformant | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | |||||||||||||||||
| Gold | Not Enrolled | Sovereign Metals | INDIA | |||||||||||||||||
| Gold | Not Enrolled | State Research Institute | LITHUANIA | |||||||||||||||||
| Gold | Not Enrolled | Sudan Gold Refinery | SUDAN | |||||||||||||||||
| Gold | Conformant | Sumitomo Metal Mining Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Not Enrolled | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | |||||||||||||||||
| Gold | Conformant | T.C.A S.p.A | ITALY | |||||||||||||||||
| Gold | Conformant | Tanaka Kikinzoku Kogyo K.K. | JAPAN | |||||||||||||||||
| Gold | Conformant | Tokuriki Honten Co., Ltd | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Conformant | TOO Tau-Ken-Altyn | KAZAKHSTAN | |||||||||||||||||
| Gold | Conformant | Torecom | KOREA, REPUBLIC OF | |||||||||||||||||
| Gold | Conformant | Umicore Precious Metals Thailand | THAILAND | |||||||||||||||||
| Gold | Conformant | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | |||||||||||||||||
| Gold | Not Enrolled | Umicore Brasil Ltds. | BRAZIL | |||||||||||||||||
| Gold | Conformant | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Gold | Not Enrolled | Universal Precious Metals Refining Zambia | ZAMBIA | |||||||||||||||||
| Gold | Conformant | Valcambi S.A. | SWITZERLAND | |||||||||||||||||
| Gold | Not Enrolled | Value Trading | BELGIUM | |||||||||||||||||
| Gold | Conformant | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | |||||||||||||||||
| Gold | Conformant | WIELAND Edelmetalle GmbH | GERMANY | |||||||||||||||||
| Gold | Conformant | Yamakin Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Conformant | Yokohama Metal Co., Ltd. | JAPAN | |||||||||||||||||
| Gold | Not Enrolled | Yunnan Copper Industry Co., Ltd. | CHINA | |||||||||||||||||
| Gold | Not Enrolled | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 10
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Tantalum | Not Enrolled | 5D Production OU | ESTONIA | |||||||||||||||||
| Tantalum | Not Enrolled | Asaka Riken Co., Ltd. | JAPAN | |||||||||||||||||
| Tantalum | Conformant | AMG Brasil | BRAZIL | |||||||||||||||||
| Tantalum | Not Enrolled | Changsha South Tantalum Niobium Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Not Enrolled | CP Metals Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | D Block Metals, LLC | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Not Enrolled | Exotech Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | F&X Electro-Materials Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | FIR Metals & Resource Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Global Advanced Metals Aizu | JAPAN | |||||||||||||||||
| Tantalum | Conformant | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Not Enrolled | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | |||||||||||||||||
| Tantalum | Not Enrolled | H.C. Starck Hermsdorf GmbH | GERMANY | |||||||||||||||||
| Tantalum | Not Enrolled | H.C. Starck Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Jiangxi Tuohong New Raw Material | CHINA | |||||||||||||||||
| Tantalum | Not Enrolled | Jiujiang Janny New Material Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Jiujiang Tanbre Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | KEMET de Mexico | MEXICO | |||||||||||||||||
| Tantalum | Not Enrolled | KEMET Blue Powder | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | Metallurgical Products India Pvt., Ltd. | INDIA | |||||||||||||||||
| Tantalum | Conformant | Mineracao Taboca S.A. | BRAZIL | |||||||||||||||||
| Tantalum | Conformant | Mitsui Mining and Smelting Co., Ltd. | JAPAN | |||||||||||||||||
| Tantalum | Conformant | NPM Silmet AS | ESTONIA | |||||||||||||||||
| Tantalum | Conformant | QuantumClean | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | Resind Industria e Comercio Ltda. | BRAZIL | |||||||||||||||||
| Tantalum | Conformant | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Not Enrolled | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | |||||||||||||||||
| Tantalum | Conformant | Taki Chemical Co., Ltd. | JAPAN | |||||||||||||||||
| Tantalum | Conformant | TANIOBIS Co., Ltd. | THAILAND | |||||||||||||||||
| Tantalum | Conformant | TANIOBIS GmbH | GERMANY | |||||||||||||||||
| Tantalum | Conformant | TANIOBIS Japan Co., Ltd. | JAPAN | |||||||||||||||||
| Tantalum | Conformant | TANIOBIS Smelting GmbH & Co. KG | GERMANY | |||||||||||||||||
| Tantalum | Conformant | Telex Metals | UNITED STATES OF AMERICA | |||||||||||||||||
| Tantalum | Conformant | Ulba Metallurgical Plant JSC | KAZAKHSTAN | |||||||||||||||||
| Tantalum | Conformant | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | |||||||||||||||||
| Tantalum | Conformant | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | |||||||||||||||||
| Tantalum | Conformant | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Alpha | UNITED STATES OF AMERICA | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 11
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Tin | Not Enrolled | An Vinh Joint Stock Mineral Processing Company | VIETNAM | |||||||||||||||||
| Tin | Conformant | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | China Tin Group Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | CRM Synergies | SPAIN | |||||||||||||||||
| Tin | Not Enrolled | CV Dua Sekawan | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | CV Gita Pesona | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | CV United Smelting | INDONESIA | |||||||||||||||||
| Tin | Conformant | CV Venus Inti Perkasa | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Dowa | JAPAN | |||||||||||||||||
| Tin | Not Enrolled | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | |||||||||||||||||
| Tin | Conformant | EM Vinto | BOLIVIA | |||||||||||||||||
| Tin | Conformant | Estanho de Rondonia S.A. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Fenix Metals | POLAND | |||||||||||||||||
| Tin | Not Enrolled | Gejiu Fengming Metallurgy Chemical Plant | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Gejiu Kai Meng Industry and Trade LLC | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Gejiu Jinye Mineral Company | CHINA | |||||||||||||||||
| Tin | Conformant | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Huichang Jinshunda Tin Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Jiangxi New Nanshan Technology Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Luna Smelter, Ltd. | RWANDA | |||||||||||||||||
| Tin | Conformant | Ma'anshan Weitai Tin Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Malaysia Smelting Corporation (MSC) | MALAYSIA | |||||||||||||||||
| Tin | Not Enrolled | Melt Metais e Ligas S.A. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Metallic Resources, Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tin | Conformant | Metallo Belgium N.V. | BELGIUM | |||||||||||||||||
| Tin | Conformant | Metallo Spain S.LU. | SPAIN | |||||||||||||||||
| Tin | Conformant | Mineracao Taboca S.A. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Minsur | PERU | |||||||||||||||||
| Tin | Conformant | Mitsubishi Materials Corporation | JAPAN | |||||||||||||||||
| Tin | Not Enrolled | Modeltech Sdn Bhd | MALAYSIA | |||||||||||||||||
| Tin | Not Enrolled | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | |||||||||||||||||
| Tin | Not Enrolled | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | |||||||||||||||||
| Tin | Conformant | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | |||||||||||||||||
| Tin | Conformant | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | |||||||||||||||||
| Tin | Conformant | Operaciones Metalurgicas S.A. | BOLIVIA | |||||||||||||||||
| Tin | Not Enrolled | Pongpipat Company Limited | MYNAMAR | |||||||||||||||||
| Tin | Not Enrolled | Precious Minerals and Smelting Limited | INDIA | |||||||||||||||||
| Tin | Conformant | PT Aries Kencana Sejahtera | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Artha Cipta Langgeng | INDONESIA | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 12
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Tin | Conformant | PT ATD Makmur Mandiri Jaya | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Babel Inti Perkasa | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Babel Surya Alam Lestari | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Bangka Serumpun | INDONESIA | |||||||||||||||||
| Tin | In Communication | PT Bangka Tin Industry | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Bukit Timah | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Cipta Persada Mulia | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT DS Jaya Abadi | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Eunindo Usaha Mandiri | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Inti Stania Prima | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Karimun Mining | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Kijang Jaya Mandiri | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Lautan Harmonis Sejahtera | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Masbro Alam Stania | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Menara Cipta Mulia | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Mitra Stania Prima | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Mitra Sukses Globalindo | INDONESIA | |||||||||||||||||
| Tin | In Communication | PT Panca Mega Persada | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Prima Timah Utama | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Putera Sarana Shakti (PT PSS) | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Rajawali Rimba Perkasa | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Rajehan Ariq | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Refined Bangka Tin | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Sariwiguna Binasentosa | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Stanindo Inti Perkasa | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Sukses Inti Makmur | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Sumber Jaya Indah | INDONESIA | |||||||||||||||||
| Tin | Active | PT Timah Nusantara | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Timah Tbk Kundur | INDONESIA | |||||||||||||||||
| Tin | Conformant | PT Timah Tbk Mentok | INDONESIA | |||||||||||||||||
| Tin | Not Enrolled | PT Tinindo Inter Nusa | INDONESIA | |||||||||||||||||
| Tin | In Communication | PT Tirus Putra Mandiri | INDONESIA | |||||||||||||||||
| Tin | Conformant | Resind Industria e Comercio Ltda. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | |||||||||||||||||
| Tin | Not Enrolled | Soft Metais Ltda. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | |||||||||||||||||
| Tin | Conformant | Thaisarco | THAILAND | |||||||||||||||||
| Tin | Conformant | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Conformant | Tin Technology & Refining | UNITED STATES OF AMERICA | |||||||||||||||||
| Tin | Not Enrolled | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIE TNAM | |||||||||||||||||
| Tin | Not Enrolled | VQB Mineral and Trading Group JSC | VIE TNAM | |||||||||||||||||
| Tin | Conformant | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | |||||||||||||||||
| Tin | Conformant | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | |||||||||||||||||
| Tin | Active | Yunnan Tin Company Limited | CHINA | |||||||||||||||||
| Tin | Not Enrolled | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | A.L.M.T. Corp. | JAPAN | |||||||||||||||||
| Tungsten | Not Enrolled | ACL Metais Eireli | BRAZIL | |||||||||||||||||
| Tungsten | Not Enrolled | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. Artek LLCArtek LLC | BRAZIL | |||||||||||||||||
| Tungsten | Not Enrolled | Artek LLC | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Asia Tungsten Products Vietnam Ltd. | VIET NAM | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 13
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Tungsten | Conformant | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | China Molybdenum Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | CP Metals Inc. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tungsten | Conformant | Cronimet Brasil Ltda | BRAZIL | |||||||||||||||||
| Tungsten | Conformant | Fujian Ganmin RareMetal Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Fujian Jinxin Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | |||||||||||||||||
| Tungsten | Conformant | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | H.C. Starck Tungsten GmbH | GERMANY | |||||||||||||||||
| Tungsten | Not Enrolled | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Tungsten | Conformant | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | |||||||||||||||||
| Tungsten | Conformant | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Hydrometallurg, JSC | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Japan New Metals Co., Ltd. | JAPAN | |||||||||||||||||
| Tungsten | Conformant | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Kennametal Fallon | UNITED STATES OF AMERICA | |||||||||||||||||
| Tungsten | Conformant | Kennametal Huntsville | UNITED STATES OF AMERICA | |||||||||||||||||
| Tungsten | Conformant | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | LLC Vostok | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Malipo Haiyu Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Masan High-Tech Materials | VIET NAM | |||||||||||||||||
| Tungsten | Not Enrolled | Moliren Ltd. | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Niagara Refining LLC | UNITED STATES OF AMERICA | |||||||||||||||||
| Tungsten | Not Enrolled | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Not Enrolled | OOO “Technolom” 1 | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Not Enrolled | OOO “Technolom” 2 | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Conformant | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | |||||||||||||||||
| Tungsten | Not Enrolled | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | |||||||||||||||||
| Tungsten | Conformant | TANIOBIS Smelting GmbH & Co. KG | GERMANY | |||||||||||||||||
| Tungsten | Not Enrolled | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 14
| Metal | RMI Status | Standard Smelter Name | Smelter Country | |||||||||||||||||
| Tungsten | Not Enrolled | Unecha Refractory metals plant | RUSSIAN FEDERATION | |||||||||||||||||
| Tungsten | Not Enrolled | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | |||||||||||||||||
| Tungsten | Conformant | Wolfram Bergbau und Hutten AG | AUSTRIA | |||||||||||||||||
| Tungsten | Not Enrolled | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | |||||||||||||||||
| Tungsten | Conformant | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Xiamen Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Conformant | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | |||||||||||||||||
| Tungsten | Not Enrolled | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA | |||||||||||||||||
Enphase Energy, Inc. - 2022 Conflict Minerals Report - Annex | 15