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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________________________

FORM SD

Specialized Disclosure Report

________________________________________________

ENPHASE ENERGY, INC.

(Exact name of registrant as specified in its charter)

________________________________________________

Delaware

001-35480

20-4645388

(State or other jurisdiction of incorporation)

(Commission file number)

(IRS Employer Identification No.)

47281 Bayside Parkway

Fremont, CA 94538

(Address of principal executive offices, including zip code)

Lisan Hung

Vice President, General Counsel and Corporate Secretary

(877) 774-7000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______.

Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Enphase Energy, Inc. (the “Company”) has evaluated its current products and has determined that certain products it contracts to manufacture contain conflict minerals originating in the Democratic Republic of the Congo or adjoining countries. As a result, the Company has prepared, and is filing with this Form SD, a Conflict Minerals Report. A copy of the Company’s Conflict Minerals Report for the calendar year ended December 31, 2021 is provided as Exhibit 1.01 to the Specialized Disclosure Report and is publicly available on the Company’s corporate website at http://investor.enphase.com/sec.cfm.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 3 - Exhibits

Item 3.01 Exhibits


Exhibit Number						Description
1.01						Conflicts Minerals Report for the reporting period January 1, 2021 to December 31, 2021.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: May 31, 2022	ENPHASE ENERGY, INC.
	By:	/s/ Lisan Hung
		Lisan Hung
		Vice President, General Counsel and Corporate Secretary

Document

Exhibit 1.01

Enphase Energy, Inc.

Conflict Minerals Report

For The Year January 1, 2021 through December 31, 2021

1. Introduction

This Conflict Minerals Report (“CMR”) for the year January 1, 2021 through December 31, 2021 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten and gold (“3TG” or “Conflict Minerals”) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.

If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo (the “DRC”) or an adjoining country, which are the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola (collectively with the DRC, the “Covered Countries”), or from recycled and scrap sources, it must submit a completed Form SD that describes the Reasonable Country of Origin Inquiry (the “RCOI”).

If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a CMR with its Form SD to the SEC that includes a description of those due diligence measures.

2. Company Overview

This CMR has been prepared by management of Enphase Energy, Inc. (herein referred to as “we,” “us” or “our”). The information includes the activities of all majority-owned subsidiaries.

We are a global energy technology company. We deliver smart, easy-to-use solutions that manage solar generation, storage and communication on one platform. We revolutionized the solar industry with our microinverter technology and we produce a fully integrated solar-plus-storage solution. As of March 31, 2022, we have shipped more than 45 million microinverters, and approximately 2.0 million Enphase residential and commercial systems have been deployed in more than 135 countries.

3. Products Overview

The Enphase® Energy System, our current generation integrated solar, storage and energy management offering powered by Enphase IQ® Microinverters and IQ™ Batteries, enables self-consumption and delivers our core value proposition of yielding more energy, simplifying design and installation, and improving system uptime and reliability.

The Enphase Energy System brings a high technology, networked approach to solar generation plus energy storage, by leveraging our design expertise across power electronics, semiconductors and cloud-based software technologies. Our integrated approach to energy solutions maximizes a home’s energy potential while providing advanced monitoring and remote maintenance capabilities. The Enphase Energy System powered by IQ Microinverters uses a single technology platform for seamless management of the whole solution, enabling rapid commissioning with the Enphase Installer App; consumption monitoring with IQ™ Gateway or IQ™ Combiner, Enphase App, a cloud-based energy management platform, and our IQ Battery. System owners can use the Enphase App to monitor their home’s solar generation, energy storage and consumption from any web-enabled device.

Based on our internal assessment, our microinverter products, certain related microinverter accessories, the IQ Gateway and the IQ Battery contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for the purposes of this assessment, only our microinverter products, certain related accessories, the IQ Gateway and the IQ Battery (collectively, the “Covered Products”) were considered.

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 1

On December 31, 2021, we completed the acquisition of ClipperCreek, Inc. (“ClipperCreek”). ClipperCreek offers electric vehicle charging solutions for residential and commercial customers in the United States. As a privately-held company, ClipperCreek had not previously been obligated to provide a Form SD concerning conflict minerals regarding its products and therefore, its products are not included in the Covered Products addressed in this CMR.

4. Reasonable Country of Origin Inquiry

We rely upon our suppliers to provide information on the origin of 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.

We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to contain 3TG during the Reporting Period. During the process of our review, we identified 145 suppliers who were within the scope of RCOI.

We, through our outside agent Flextronics International Ltd. (“Flex”) who assisted us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition® (“EICC”) and The Global e-Sustainability Initiative (“GeSI”), known as the Conflict Free Sourcing Initiative (“CFSI”) Reporting Template (the “CMRT”). The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. The CMRT is widely adopted by many companies in their due diligence processes related to Conflict Minerals.

We continued to seek supply chain responses through March 25, 2022 in preparation of this CMR, and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid CMRTs from 134 of the 145 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.

Due to the breadth, complexity and constant evolution of our products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of our relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, our ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the CFSI’s Conflict-Free Smelter Program (“CFSP”), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.

5. Due Diligence Process

5.1 Design of Due Diligence

Our due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (“OECD Guidance”), consistent with our position as a downstream company. The OECD Guidance provides a detailed due diligence framework to support responsible global supply chain management of 3TGs and other mineral resources and is currently the leading international framework for raw material due diligence. We, as a purchaser of components and materials, are many steps removed from the mining of conflict minerals, do not purchase raw ore or unrefined conflict minerals, do not purchase minerals directly from smelters or refiners, and do not conduct purchasing activities directly in any of the Covered Countries.

5.2 Establish Strong Company Management Systems

a.Conflict Minerals Policy

There has been increased awareness regarding the human rights violations in the mining of certain minerals from the Covered Countries. Through the Dodd-Frank Act, publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if Conflict Minerals used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Covered Countries. We are committed to taking all steps to comply with the legislation and are committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.

We continue to develop and implement a strategy to support the objectives to the U.S. regulations on

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 2

the supply of Conflict Minerals, including:

•Developing and implementing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Covered Countries.

•Not knowingly procuring specified minerals that originate from facilities in the Covered Counties that are not certified as conflict free.

•Expecting our suppliers to: (i) provide us with Conflict Mineral content and country of origin information on the products it supplies to us; (ii) cooperate with us (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for our annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with us in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in our products.

•Expecting suppliers whose products contain Conflict Minerals to establish policies, due diligence frameworks and management systems consistent with the OECD Guidance that are designed to accomplish this goal and requiring their suppliers to do the same.

We believe in establishing and maintaining long-term relationships with suppliers whenever possible. We have adopted a policy on Conflict Minerals, which is available at https://enphase.com/en-us/conflict-minerals-policy.

b. Internal Team

We have established a management system for complying with the applicable rules. Our management system is led by our Vice President of Supply Chain. They are supported by a team from relevant functions such as legal, purchasing, quality assurance, manufacturing and environmental health and safety. The Vice President of Supply Chain is responsible for implementing our Conflict Minerals compliance strategy.

c.Control Systems

As we do not have a direct relationship with 3TG smelters and refiners, we utilize industry-wide initiatives such as the EICC-GeSI and CFSI to disclose upstream actors in the supply chain. We use the CMRT to gather information on the chain of custody of the 3TG included in our products.

d.Supplier Engagement

We have engaged Flex to reach out to our suppliers and sub-suppliers who have yet to participate in CFSP’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in CFSP’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers an acknowledgment of our Supplier Code of Conduct, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.

e.Grievance Mechanism

We have established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.

f.Records Maintenance

We have established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database for appropriate periods.

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 3

5.2 Identify and Assess Risks in the Supply Chain

Because of the complexity of our products, and the depth, breadth and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. We engaged Flex to manage the process of requesting in-scope suppliers to complete and submit the CMRT to gather information on our supply chain. The CMRT includes questions on: (i) whether any of the minerals which could potentially be classified as 3TG are intentionally added to the products manufactured by the supplier; (ii) whether any of the minerals which could potentially be classified as 3TG are necessary to the functionality or production of the products manufactured by the supplier; (iii) whether any of the smelters in the supplier’s supply chain sourced those minerals from a Covered Country; (iv) whether 100% of those minerals came from a recycler or scrap supplier; (v) whether any smelter in the supplier’s supply chain, from which the source of the minerals is unknown, is located in a Covered Country; (vi) whether the supplier had received conflict mineral information from all relevant suppliers of 3TG; and (vii) the identity of the smelters and refiners of those minerals.

5.3 Design and Implement a Strategy to Respond to Identified Risks

As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the CFSP through our supply chain, where possible. To the extent we are able to determine in the future that we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.

In addition, we have developed procedures for obtaining CMRTs from our suppliers, and we review their responses, consolidate the information in a central database and follow up with suppliers to address any red flags or inconsistent responses. Some of these activities we handle internally, and most are handled by our third-party conflict minerals due diligence service provider, Flex.

5.4 Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

We do not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives (for example, the CFSI), as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the CFSP.

5.5 Report on Supply Chain Due Diligence

This CMR and our Form SD will be filed with the SEC, and this CMR is publicly available on our website at www.enphaseenergy.com.

6. Due Diligence Results

6.1 Survey Response

We received 134 completed CMRTs from the 145 suppliers surveyed (a 92.41% completion rate). Of the 134 suppliers that provided complete responses to our survey, 120 indicated that they do not source Conflict Minerals or certified that they are conflict free as follows: a) 16 indicated that they do not source Conflict Minerals at all; b) 36 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries; and c) 68 reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. 14 suppliers reported that they are still in the process of completing due diligence. Of the 14, five suppliers reported that the origin of the smelters and refiners is unknown.

Supplier Response

2021

2020

2019

Supplier CMRT Completion Rate

92.41%
(134 of 145)

90.14%
(128 of 142)

82.24%
(125 of 152)

Status of Suppliers

2021

2020

2019

Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free

89.55%
(120 of 134)

96.10%
(123 of 128)

93.60%

(117 of 125)

Still Completing Due Diligence or Origins Unknown or No Information Provided

10.45%
(14 of 134)

3.90%
(5 of 128)

6.40%

(8 of 125)

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 4

94 of the 134 suppliers that responded to our survey provided responses on a company-wide or on a user defined basis that was not specifically applicable to components or types of components furnished to us. That is, they were unable to represent that 3TG from the smelters or refiners identified had actually been included in the components supplied to us or our direct suppliers. Of the 94, 68 suppliers reported on a company-wide basis and 57 of those confirm that they are certified conflict free.

6.2 Efforts to Determine Country of Origin of Mine or 3TG

Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with standards that meets the OECD Guidance and report to us using the CMRT, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. Through this industry joint effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.

6.3 Smelters or Refiners Identified

We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, 11 suppliers (7.59% of total suppliers included in the RCOI scope) either did not complete the CMRT, provided invalid information, or indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown.

In total, 251 smelters and refiners were identified as potentially in our supply chain. Of those 251 smelters and refiners, 230 are currently certified conflict free, nine are on the CFSP “Active List” and are currently in the process of becoming compliant, are in communication with CFSP, and are currently participating or have agreed to participate in the audit process. None of the smelters and refiners are identified as noncompliant, none of the smelters and refiners failed to provide any response, and 12 require outreach and are not currently certified conflict free or their status is unknown. We found no reasonable basis for concluding that any of these smelters or refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list as of March 24, 2022 of all known smelters and refiners identified as potentially being in our supply chain.

Status of All Identified Smelters and Refiners

2021

2020

2019

Certified Conflict Free

91.63%
(230 of 251)

74.84%
(241 of 322)

87.25%

(260 of 298)

Currently Participating, In Communication, or Agreed to Participate in Audit Process

3.59%
(9 of 251)

9.01%
(29 of 322)

1.01%

(3 of 298)

Outreach Required

4.78%
(12 of 251)

16.15%
(52 of 322)

8.39%

(25 of 298)

7. Conflict Minerals Status Analysis and Conflict Status Conclusion

We have determined that a portion of the conflict minerals contained in the Covered Products originated from the Covered Countries, but we were unable to determine the origin of all the conflict minerals in our Covered Products. Therefore, we are unable to conclusively determine the country of origin of the Necessary Conflict Minerals in all our products. Because we have not described any of our products as “DRC conflict free,” an independent private sector audit is not required to be conducted under Rule 13p-1, based on guidance from the SEC’s staff, and therefore has not been conducted.

8. Steps to be taken to mitigate risk

We will continue to communicate our expectations and information requirements to our direct suppliers and continue to work towards a conflict-free supply chain. In addition, we will continue to make inquiries of our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence process or reporting needs improvement, we currently intend to continue the trade relationship while that supplier improves its compliance program. We expect our direct suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

In addition to the plans described above, we will continue to undertake the following steps during the next reporting

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 5

period:

•Continue to engage with suppliers to obtain current, accurate and complete information about the supply chain;

•Continue to support supply chain transparency efforts;

•Continue to include obligations in our new supplier contracts consistent with our policy on conflict minerals; and

•Continue to review and refine the list of in-scope suppliers to facilitate additional focus on those suppliers currently supplying components likely to introduce 3TG into our supply chain.

Cautionary Note on Forward-Looking Statements

This CMR contains links to internal websites for informational purposes only. References to such websites and information available through such websites are not incorporated into this CMR. Additionally, this CMR includes forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, our intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.

Enphase Energy, Inc. - 2021 Conflict Minerals Report | 6

Annex 1

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Gold

Conformant

8853 S.p.A.

ITALY

CID002763

Gold

Conformant

Advanced Chemical Company

UNITED STATES OF AMERICA

CID000015

Gold

Conformant

Aida Chemical Industries Co., Ltd.

JAPAN

CID000019

Gold

Conformant

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

CID002560

Gold

Conformant

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

CID000035

Gold

Conformant

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

Gold

Conformant

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

CID000058

Gold

Conformant

Argor-Heraeus S.A.

SWITZERLAND

CID000077

Gold

Conformant

Asahi Pretec Corp.

JAPAN

CID000082

Gold

Conformant

Asahi Refining Canada Ltd.

CANADA

CID000924

Gold

Conformant

Asahi Refining USA Inc.

UNITED STATES OF AMERICA

CID000920

Gold

Conformant

Asaka Riken Co., Ltd.

JAPAN

CID000090

Gold

Conformant

Aurubis AG

GERMANY

CID000113

Gold

Conformant

Bangalore Refinery

INDIA

CID002863

Gold

Conformant

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

Gold

Conformant

Boliden AB

SWEDEN

CID000157

Gold

Conformant

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Gold

Conformant

CCR Refinery - Glencore Canada Corporation

CANADA

CID000185

Gold

Conformant

Cendres + Metaux S.A.

SWITZERLAND

CID000189

Gold

Conformant

Chimet S.p.A.

ITALY

CID000233

Gold

Conformant

Chugai Mining

JAPAN

CID000264

Gold

Conformant

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

CID000359

Gold

Conformant

DODUCO Contacts and Refining GmbH

GERMANY

CID000362

Gold

Conformant

Dowa

JAPAN

CID000401

Gold

Not Applicable

TSK Pretech

KOREA, REPUBLIC OF

CID003195

Gold

Conformant

Eco-System Recycling Co., Ltd. East Plant

JAPAN

CID000425

Gold

Conformant

Eco-System Recycling Co., Ltd. North Plant

JAPAN

CID003424

Gold

Conformant

Eco-System Recycling Co., Ltd. West Plant

JAPAN

CID003425

Gold

Conformant

Emirates Gold DMCC

UNITED ARAB EMIRATES

CID002561

Gold

Non Conformant

JSC Novosibirsk Refinery

RUSSIAN FEDERATION

CID000493

Gold

Conformant

Geib Refining Corporation

UNITED STATES OF AMERICA

CID002459

Gold

Conformant

LT Metal Ltd.

KOREA, REPUBLIC OF

CID000689

Gold

Conformant

Heimerle + Meule GmbH

GERMANY

CID000694

Gold

Conformant

Heraeus Metals Hong Kong Ltd.

CHINA

CID000707

Gold

Conformant

Heraeus Germany GmbH Co. KG

GERMANY

CID000711

Gold

Conformant

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

CID000801

Gold

Conformant

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Gold

Conformant

Istanbul Gold Refinery

TURKEY

CID000814

Gold

Conformant

Italpreziosi

ITALY

CID002765

Gold

Conformant

Japan Mint

JAPAN

CID000823

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 7

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Gold

Conformant

Jiangxi Copper Co., Ltd.

CHINA

CID000855

Gold

Non Conformant

JSC Uralelectromed

RUSSIAN FEDERATION

CID000929

Gold

Conformant

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Gold

Conformant

Kazzinc

KAZAKHSTAN

CID000957

Gold

Conformant

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

CID000969

Gold

Conformant

KGHM Polska Miedz Spolka Akcyjna

POLAND

CID002511

Gold

Conformant

Kojima Chemicals Co., Ltd.

JAPAN

CID000981

Gold

Conformant

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

CID002605

Gold

Conformant

L'Orfebre S.A.

ANDORRA

CID002762

Gold

Conformant

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Gold

Conformant

Marsam Metals

BRAZIL

CID002606

Gold

Conformant

Materion

UNITED STATES OF AMERICA

CID001113

Gold

Conformant

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Gold

Conformant

Metalor Technologies (Hong Kong) Ltd.

CHINA

CID001149

Gold

Conformant

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

CID001152

Gold

Conformant

Metalor Technologies (Suzhou) Ltd.

CHINA

CID001147

Gold

Conformant

Metalor Technologies S.A.

SWITZERLAND

CID001153

Gold

Conformant

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

CID001157

Gold

Conformant

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

CID001161

Gold

Conformant

Mitsubishi Materials Corporation

JAPAN

CID001188

Gold

Conformant

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Gold

Conformant

MMTC-PAMP India Pvt., Ltd.

INDIA

CID002509

Gold

Non Conformant

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

CID001204

Gold

Conformant

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

CID001220

Gold

Conformant

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

Gold

Conformant

Nihon Material Co., Ltd.

JAPAN

CID001259

Gold

Conformant

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

CID002779

Gold

Conformant

Ohura Precious Metal Industry Co., Ltd.

JAPAN

CID001325

Gold

Non Conformant

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

CID001326

Gold

Conformant

PAMP S.A.

SWITZERLAND

CID001352

Gold

Conformant

Planta Recuperadora de Metales SpA

CHILE

CID002919

Gold

Non Conformant

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

CID001386

Gold

Conformant

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

Gold

Conformant

PX Precinox S.A.

SWITZERLAND

CID001498

Gold

Conformant

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

CID001512

Gold

Conformant

REMONDIS PMR B.V.

NETHERLANDS

CID002582

Gold

Conformant

Royal Canadian Mint

CANADA

CID001534

Gold

Conformant

SAAMP

FRANCE

CID002761

Gold

Conformant

Safimet S.p.A

ITALY

CID002973

Gold

Conformant

SAFINA A.S.

CZECHIA

CID002290

Gold

Conformant

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

Gold

Conformant

SAXONIA Edelmetalle GmbH

GERMANY

CID002777

Gold

Conformant

SEMPSA Joyeria Plateria S.A.

SPAIN

CID001585

Gold

Conformant

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

CID001622

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 8

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Gold

Conformant

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

CID001736

Gold

Conformant

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID002516

Gold

Non Conformant

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

CID001756

Gold

Conformant

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

CID001761

Gold

Conformant

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

Gold

Conformant

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

CID002918

Gold

Conformant

T.C.A S.p.A

ITALY

CID002580

Gold

Conformant

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Gold

Conformant

Shandong Gold Smelting Co., Ltd.

CHINA

CID001916

Gold

Conformant

Tokuriki Honten Co., Ltd.

JAPAN

CID001938

Gold

Conformant

TOO Tau-Ken-Altyn

KAZAKHSTAN

CID002615

Gold

Conformant

Torecom

KOREA, REPUBLIC OF

CID001955

Gold

Conformant

Umicore Precious Metals Thailand

THAILAND

CID002314

Gold

Conformant

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

CID001980

Gold

Conformant

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

CID001993

Gold

Conformant

Valcambi S.A.

SWITZERLAND

CID002003

Gold

Conformant

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

CID002030

Gold

Conformant

WIELAND Edelmetalle GmbH

GERMANY

CID002778

Gold

Conformant

Yamakin Co., Ltd.

JAPAN

CID002100

Gold

Conformant

Yokohama Metal Co., Ltd.

JAPAN

CID002129

Gold

Conformant

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Gold

Conformant

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

CID002243

Gold

Active

C.I Metales Procesados Industriales SAS

COLOMBIA

CID003421

Gold

Conformant

Metal Concentrators SA (Pty) Ltd.

SOUTH AFRICA

CID003575

Tantalum

Conformant

Asaka Riken Co., Ltd.

JAPAN

CID000092

Tantalum

Conformant

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Tantalum

Conformant

Guangdong Rising Rare Metals-EO Materials Ltd.

CHINA

CID000291

Tantalum

Conformant

D Block Metals, LLC

UNITED STATES OF AMERICA

CID002504

Tantalum

Conformant

Exotech Inc.

UNITED STATES OF AMERICA

CID000456

Tantalum

Conformant

F&X Electro-Materials Ltd.

CHINA

CID000460

Tantalum

Conformant

FIR Metals & Resource Ltd.

CHINA

CID002505

Tantalum

Conformant

Global Advanced Metals Aizu

JAPAN

CID002558

Tantalum

Conformant

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

CID002557

Tantalum

Conformant

XIMEI RESOURCES (GUANGDONG) LIMITED

CHINA

CID000616

Tantalum

Conformant

TANIOBIS Co., Ltd.

THAILAND

CID002544

Tantalum

Conformant

TANIOBIS GmbH

GERMANY

CID002545

Tantalum

Conformant

H.C. Starck Hermsdorf GmbH

GERMANY

CID002547

Tantalum

Conformant

H.C. Starck Inc.

UNITED STATES OF AMERICA

CID002548

Tantalum

Conformant

TANIOBIS Japan Co., Ltd.

JAPAN

CID002549

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 9

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Tantalum

Conformant

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002550

Tantalum

Conformant

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Tantalum

Conformant

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

CID002512

Tantalum

Conformant

Jiangxi Tuohong New Raw Material

CHINA

CID002842

Tantalum

Conformant

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Tantalum

Conformant

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Tantalum

Conformant

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

CID002506

Tantalum

Conformant

KEMET de Mexico

MEXICO

CID002539

Tantalum

Conformant

LSM Brasil S.A.

BRAZIL

CID001076

Tantalum

Conformant

Metallurgical Products India Pvt., Ltd.

INDIA

CID001163

Tantalum

Conformant

Mineracao Taboca S.A.

BRAZIL

CID001175

Tantalum

Conformant

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001192

Tantalum

Conformant

NPM Silmet AS

ESTONIA

CID001200

Tantalum

Conformant

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Tantalum

Conformant

Meta Materials

NORTH MACEDONIA, REPUBLIC OF

CID002847

Tantalum

Conformant

QuantumClean

UNITED STATES OF AMERICA

CID001508

Tantalum

Conformant

Resind Industria e Comercio Ltda.

BRAZIL

CID002707

Tantalum

Conformant

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

CID001522

Tantalum

Conformant

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Tantalum

Conformant

Taki Chemical Co., Ltd.

JAPAN

CID001869

Tantalum

Conformant

Telex Metals

UNITED STATES OF AMERICA

CID001891

Tantalum

Conformant

Ulba Metallurgical Plant JSC

KAZAKHSTAN

CID001969

Tantalum

Conformant

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

CID002508

Tin

Conformant

Alpha

UNITED STATES OF AMERICA

CID000292

Tin

Conformant

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

CID000228

Tin

Conformant

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

CID003190

Tin

Conformant

China Tin Group Co., Ltd.

CHINA

CID001070

Tin

Conformant

PT Rajehan Ariq

INDONESIA

CID002593

Tin

Active

CV Venus Inti Perkasa

INDONESIA

CID002455

Tin

Conformant

Dowa

JAPAN

CID000402

Tin

Conformant

Metallo Spain S.L.U.

SPAIN

CID002774

Tin

Conformant

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

CID000438

Tin

Conformant

Estanho de Rondonia S.A.

BRAZIL

CID000448

Tin

Conformant

Fenix Metals

POLAND

CID000468

Tin

Conformant

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

CID000538

Tin

Conformant

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

CID000555

Tin

Conformant

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

CID003116

Tin

Conformant

HuiChang Hill Tin Industry Co., Ltd.

CHINA

CID002844

Tin

Not Applicable

Huichang Jinshunda Tin Co., Ltd.

CHINA

CID000760

Tin

Non Conformant

Gejiu Kai Meng Industry and Trade LLC

CHINA

CID000942

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 10

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Tin

Conformant

Ma'anshan Weitai Tin Co., Ltd.

CHINA

CID003379

Tin

Conformant

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

CID002468

Tin

Conformant

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Tin

Conformant

Melt Metais e Ligas S.A.

BRAZIL

CID002500

Tin

Conformant

Metallic Resources, Inc.

UNITED STATES OF AMERICA

CID001142

Tin

Conformant

Metallo Belgium N.V.

BELGIUM

CID002773

Tin

Conformant

Mineracao Taboca S.A.

BRAZIL

CID001173

Tin

Conformant

Minsur

PERU

CID001182

Tin

Conformant

Mitsubishi Materials Corporation

JAPAN

CID001191

Tin

Conformant

Jiangxi New Nanshan Technology Ltd.

CHINA

CID001231

Tin

Conformant

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Tin

Conformant

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Tin

Conformant

Operaciones Metalurgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

CID001337

Tin

Conformant

PT Artha Cipta Langgeng

INDONESIA

CID001399

Tin

Conformant

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Tin

Conformant

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

Conformant

PT Babel Surya Alam Lestari

INDONESIA

CID001406

Tin

Conformant

PT Bangka Serumpun

INDONESIA

CID003205

Tin

Active

PT Bukit Timah

INDONESIA

CID001428

Tin

Conformant

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

Conformant

PT Mitra Stania Prima

INDONESIA

CID001453

Tin

Active

PT Timah Nusantara

INDONESIA

CID001486

Tin

Conformant

PT Prima Timah Utama

INDONESIA

CID001458

Tin

Conformant

PT Rajawali Rimba Perkasa

INDONESIA

CID003381

Tin

Conformant

PT Refined Bangka Tin

INDONESIA

CID001460

Tin

Conformant

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

Active

PT Sukses Inti Makmur

INDONESIA

CID002816

Tin

Conformant

PT Timah Tbk Kundur

INDONESIA

CID001477

Tin

Conformant

PT Timah Tbk Mentok

INDONESIA

CID001482

Tin

Conformant

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

Conformant

Resind Industria e Comercio Ltda.

BRAZIL

CID002706

Tin

Conformant

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

CID001539

Tin

Conformant

Soft Metais Ltda.

BRAZIL

CID001758

Tin

Active

Super Ligas

BRAZIL

CID002756

Tin

Conformant

Thai Nguyen Mining and Metallurgy Co., Ltd.

VIET NAM

CID002834

Tin

Conformant

Thaisarco

THAILAND

CID001898

Tin

Conformant

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

CID001908

Tin

Conformant

Tin Technology & Refining

UNITED STATES OF AMERICA

CID003325

Tin

Conformant

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

Conformant

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Active

Yunnan Tin Company Limited

CHINA

CID002180

Tin

Non Conformant

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

CID003397

Tin

Conformant

Luna Smelter, Ltd.

RWANDA

CID003387

Tin

Active

PT Mitra Sukses Globalindo

INDONESIA

CID003449

Tungsten

Conformant

A.L.M.T. Corp.

JAPAN

CID000004

Tungsten

Conformant

ACL Metais Eireli

BRAZIL

CID002833

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 11

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Tungsten

Conformant

Asia Tungsten Products Vietnam Ltd.

VIET NAM

CID002502

Tungsten

Conformant

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

CID002513

Tungsten

Conformant

China Molybdenum Tungsten Co., Ltd.

CHINA

CID002641

Tungsten

Conformant

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

Conformant

Fujian Ganmin RareMetal Co., Ltd.

CHINA

CID003401

Tungsten

Conformant

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

CID002645

Tungsten

Conformant

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Tungsten

Conformant

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Tungsten

Conformant

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Tungsten

Conformant

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

CID000568

Tungsten

Conformant

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Tungsten

Conformant

H.C. Starck Tungsten GmbH

GERMANY

CID002541

Tungsten

Conformant

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002542

Tungsten

Conformant

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000766

Tungsten

Not Applicable

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CHINA

CID002579

Tungsten

Conformant

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

CID000769

Tungsten

Not Applicable

Hunan Litian Tungsten Industry Co., Ltd.

CHINA

CID003182

Tungsten

Conformant

Hydrometallurg, JSC

RUSSIAN FEDERATION

CID002649

Tungsten

Conformant

Japan New Metals Co., Ltd.

JAPAN

CID000825

Tungsten

Conformant

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

Tungsten

Conformant

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Tungsten

Conformant

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Tungsten

Conformant

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Tungsten

Conformant

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Tungsten

Conformant

JSC "Kirovgrad Hard Alloys Plant"

RUSSIAN FEDERATION

CID003408

Tungsten

Conformant

Kennametal Fallon

UNITED STATES OF AMERICA

CID000966

Tungsten

Conformant

Kennametal Huntsville

UNITED STATES OF AMERICA

CID000105

Tungsten

Conformant

KGETS Co., Ltd.

KOREA, REPUBLIC OF

CID003388

Tungsten

Conformant

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID003407

Tungsten

Conformant

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Tungsten

Conformant

Moliren Ltd.

RUSSIAN FEDERATION

CID002845

Tungsten

Conformant

Niagara Refining LLC

UNITED STATES OF AMERICA

CID002589

Tungsten

Conformant

Masan High-Tech Materials

VIET NAM

CID002543

Tungsten

Conformant

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

CID002827

Tungsten

Conformant

Unecha Refractory metals plant

RUSSIAN FEDERATION

CID002724

Tungsten

Conformant

Wolfram Bergbau und Hutten AG

AUSTRIA

CID002044

Tungsten

Conformant

Woltech Korea Co., Ltd.

KOREA, REPUBLIC OF

CID002843

Tungsten

Conformant

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

Tungsten

Conformant

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Tungsten

Conformant

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CHINA

CID002830

Tungsten

Active

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

CID003427

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 12

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

Tungsten

Conformant

Cronimet Brasil Ltda

BRAZIL

CID003468

Tin

Active

CV Venus Inti Perkasa

INDONESIA

CID002455

Tin

Conformant

Gejiu Fengming Metallurgy Chemical Plant

CHINA

CID002848

Tin

Conformant

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

Conformant

PT Babel Surya Alam Lestari

INDONESIA

CID001406

Tin

Active

PT Bukit Timah

INDONESIA

CID001428

Tin

Active

PT Lautan Harmonis Sejahtera

INDONESIA

CID002870

Tin

Conformant

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

Conformant

PT Prima Timah Utama

INDONESIA

CID001458

Tin

Conformant

PT Rajawali Rimba Perkasa

INDONESIA

CID003381

Tin

Conformant

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

Active

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

Outreach Required

VQB Mineral and Trading Group JSC

VIETNAM

CID002015

Tin

Active

Novosibirsk Processing Plant Ltd.

RUSSIAN FEDERATION

CID001305

Tin

Conformant

Soft Metais Ltda.

BRAZIL

CID001758

Tin

Active

Super Ligas

BRAZIL

CID002756

Tin

Conformant

Thai Nguyen Mining and Metallurgy Co., Ltd.

VIETNAM

CID002834

Tin

Conformant

Thaisarco

THAILAND

CID001898

Tin

Conformant

Tin Technology & Refining

UNITED STATES OF AMERICA

CID003325

Tin

Outreach Required

Tuyen Quang Non-Ferrous Metals Joint Stock Company

VIETNAM

CID002574

Tin

Conformant

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

Conformant

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Conformant

Yunnan Tin Company Limited

CHINA

CID002180

Tin

Conformant

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

CID003397

Tungsten

Conformant

A.L.M.T. Corp.

JAPAN

CID000004

Tungsten

Conformant

ACL Metais Eireli

BRAZIL

CID002833

Tungsten

Active

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

CID003427

Tungsten

Conformant

Asia Tungsten Products Vietnam Ltd.

VIETNAM

CID002502

Tungsten

Conformant

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

CID002513

Tungsten

Active

China Molybdenum Co., Ltd.

CHINA

CID002641

Tungsten

Conformant

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

Outreach Required

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

CID000281

Tungsten

Active

Cronimet Brasil Ltda

BRAZIL

CID003468

Tungsten

Conformant

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CHINA

CID002830

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 13

Metal

Comments

Smelter Name

Smelter Country

Smelter Identification

From the data we were able to obtain from our suppliers, the countries of origin of the Conflict Minerals processed in facilities in our supply chain are believed to include:

ANDORRA, AUSTRALIA, AUSTRIA, BELGIUM, BOLIVIA, BRAZIL, CANADA, CHILE, CHINA, COLOMBIA, CZECHIA, ESTONIA, FRANCE, GERMANY, GHANA, INDIA, INDONESIA, ITALY, JAPAN, KAZAKHSTAN, REPUBLIC OF KOREA, KYRGYZSTAN, LITHUANIA, MALAYSIA, MAURITANIA, MEXICO, MYANMAR, NETHERLANDS, NEW ZEALAND, NORTH MACEDONIA, NORWAY, PERU, PHILIPPINES, POLAND, RUSSIAN FEDERATION, RWANDA, SAUDI ARABIA, SINGAPORE, SOUTH AFRICA, SPAIN, SUDAN, SWEDEN, SWITZERLAND, TAIWAN, THAILAND, TURKEY, UGANDA, UNITED ARAB EMIRATES, UNITED STATES OF AMERICA, UZBEKISTAN, VIET NAM, AND ZIMBABWE.

Enphase Energy, Inc. - 2021 Conflict Minerals Report - Annex | 14