Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________
FORM SD/A
Specialized Disclosure Report
________________________________________________
https://cdn.kscope.io/358c7b67754c02d759f7017bca98a778-enpha13.jpg
ENPHASE ENERGY, INC.
(Exact name of registrant as specified in its charter)
________________________________________________

Delaware
 
001-35480
 
20-4645388
(State or other Jurisdiction of Incorporation)
 
(Commission File No.)
 
(IRS Employer Identification No.)

47281 Bayside Parkway
Fremont, CA 94538
(Address of principal executive offices, including zip code)
Lisan Hung
Vice President, General Counsel and Corporate Secretary
(707) 774-7000
(Name and telephone number, including area code, of the person to contact in connection with this report)


Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.






EXPLANATORY NOTE
We are filing this Amendment No. 1 on Form SD/A (“Amendment No. 1”) to amend our Form SD for the reporting period from January 1 to December 31, 2019, as filed with the Securities and Exchange Commission on June 1, 2020. The sole purpose of this Amendment No. 1 is to correct in the Conflicts Minerals Report, Exhibit 1.01, a reference date error in Section 2 “Company Overview”, the number of suppliers in Section 4 “Reasonable Country of Origin Inquiry”, and data presented in Section 7.1 “Survey Response” and Section 7.3 “Smelters or Refiners Identified” to reflect a greater number (and corresponding greater percentage) of suppliers that 1) did not source Conflict Minerals at all, 2) sourced Conflict Minerals that did not originate in the Covered Countries, or 3) sourced Conflict Minerals solely from smelters and refiners that are certified conflict free.
Other than as expressly set forth above, this Amendment No. 1 does not, and does not purport to, amend, update, or restate the information in any item of the Form SD.

Section 1 - Conflict Minerals Disclosure

Item 1.01 and 1.02 Conflict Minerals Disclosure and Report

A copy of the Company’s Conflict Minerals Report for the calendar year ended December 31, 2019 is publicly available on the Company’s corporate website at http://investor.enphase.com/sec.cfm.

Section 2 - Exhibits

Item 2.01 Exhibits
Exhibit
Number
 
Description
 

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 2, 2020
ENPHASE ENERGY, INC.
 
 
By:
/s/ Lisan Hung
 
 
 
Lisan Hung
 
 
 
Vice President, General Counsel and Corporate Secretary
 



Exhibit


Exhibit 1.01

Enphase Energy, Inc.
Conflict Minerals Report
For the Year January 1, 2019 through December 31, 2019

1.
Introduction

This report for the year January 1, 2019 through December 31, 2019 (the Reporting Period) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten, and gold (3TG or Conflict Minerals) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.

If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or an adjoining country (the Covered Countries), or from recycled and scrap sources, it must submit a Form SD that describes the Reasonable Country of Origin Inquiry (the RCOI) completed.

If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a Conflict Minerals Report (CMR) to the SEC that includes a description of those due diligence measures.

2.
Company Overview

This report has been prepared by management of Enphase Energy, Inc. (herein referred to as Enphase Energy, the Company, we, us, or our). The information includes the activities of all majority-owned subsidiaries.

Enphase Energy is a global energy technology company, delivering smart, easy-to-use solutions that connect solar generation, storage and communications management on one intelligent platform. We revolutionized solar with our microinverter technology and produce the world’s only truly integrated solar-plus-storage solution. As of March 31, 2020, we have shipped more than 27 million microinverters, and over 1.1 million Enphase residential and commercial systems have been deployed in more than 130 countries.

3.
Products Overview

Enphase Energy designs, develops, manufactures and sells home energy solutions that manage energy generation, energy storage, and control and communications on one intelligent platform. The Enphase Home Energy Solution with IQ™ brings a high technology, networked approach to solar generation plus energy storage, by leveraging our design expertise across power electronics, semiconductors and cloud-based software technologies. Our integrated approach to energy management helps to facilitate ease of installation and optimizing a home’s energy usage. Enphase’s Always-On connected system also provides advanced monitoring and remote maintenance capabilities. The Enphase Home Energy Solution with IQ uses a single technology platform for seamless management of the whole solution, enabling rapid commissioning with the Installer Toolkit™; consumption monitoring with our Enphase Combiner 3C™ that includes the Envoy™ Communications Gateway, Enphase Enlighten™, a cloud-based energy management platform, Enphase IQ Combiner 3C™, designed to provide an uninterrupted connectivity to Enphase Enlighten, and our Enphase AC Battery™.

Based upon Enphase Energy’s internal assessment, the Enphase microinverter products, certain related microinverter accessories, the Enphase Envoy, and the Enphase AC Battery contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for the purposes of this assessment, only Enphase Energy’s microinverter products, certain related accessories, the Enphase Envoy and the Enphase AC Battery (the Covered Products) were considered.


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4.
Reasonable Country of Origin Inquiry

Enphase Energy relies upon its suppliers to provide information on the origin of 3TG contained in components and materials supplied to it, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.

We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our Conflict Minerals RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to contain 3TG during the Reporting Period. During the process of our review, we identified 152 suppliers who were within the scope of RCOI.

We, through our outside agent Flextronics International Ltd. who assisted us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition® (EICC®) and The Global e-Sustainability Initiative (GeSI), known as the Conflict Free Sourcing Initiative (CFSI) Reporting Template (the Template). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the Template contains questions about the origin of Conflict Minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool is available on CFSI’s website. The Template is widely adopted by many companies in their due diligence processes related to Conflict Minerals.

We continued to seek supply chain responses through April 28, 2020, and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid Templates from 125 of the 152 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.

Due to the breadth, complexity and constant evolution of Enphase Energy’s products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the CFSI’s Conflict-Free Smelter Program (CFSP), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.

5.
Conflict Minerals Status Analysis and Conflict Status Conclusion

Enphase Energy has been unable to reasonably determine whether all of the 3TG used in our Covered Products either originated in the Covered Countries, came from recycled or scrap sources, or whether they were used directly or indirectly to finance or benefit armed groups in the Covered Countries.

6.
Due Diligence Process

6.1
Design of Due Diligence

Enphase Energy’s due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (OECD Guidance), consistent with our position as a downstream company. Our Conflict Minerals due diligence process includes: the development of a Conflict Minerals Policy, establishment of governance structures with cross-functional team members and senior executives, communication to, and engagement of, suppliers, due diligence compliance process and measurement on the supplier source and chain of custody, record-keeping and escalation procedures.


Enphase Energy, Inc. - 2019 Conflict Minerals Report | 2




a.
Management Systems - Conflict Minerals Policy

Enphase Energy’s Conflict Minerals Policy is as follows:

There has been increased awareness regarding the human rights violations in the mining of certain minerals from an area known as the “Conflict Region”: The Democratic Republic of the Congo (“DRC”) and the surrounding countries. Through the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if tin, tantalum, tungsten and gold (“Conflict Minerals”) used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Conflict Region. Enphase Energy is committed to taking all steps to comply with the legislation and is committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.

Tracing materials back to their mine of origin is a complex endeavor but an important aspect of responsible sourcing. Enphase Energy looks to industry guidelines to help establish its programs such as the Organization for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, the joint Electronic Industry Citizen Coalition and the Global e-Sustainability Initiative, which is taking action to address responsible sourcing through the development of the Conflict-Free Smelter program aiming to enable companies to source conflict-free minerals. Given the complexity of Enphase Energy’s and its suppliers’ respective supply chains, it will take time for many suppliers and sub-suppliers to verify the origin of conflict minerals. We intend to use our supply chain due diligence process to drive accountability within the supply chain to further our goal of conflict-free sourcing.

Enphase Energy continues to develop and implement a strategy to support the objectives to the U.S. regulations on the supply of Conflict Minerals, including:

Developing and implementing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Conflict Region.
Not knowingly procuring specified minerals that originate from facilities in the Conflict Region that are not certified as conflict free.
Expecting our suppliers to: (i) provide Enphase with Conflict Mineral content and country of origin information on the products it supplies to Enphase; (ii) cooperate with Enphase (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for Enphase’s annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with Enphase in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in Enphase products.
Expecting suppliers whose products contain conflict minerals to establish policies, due diligence frameworks, and management systems consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict – Affected and High Risk-Areas that are designed to accomplish this goal, and requiring their suppliers to do the same.

Enphase Energy believes in establishing and maintaining long-term relationships with suppliers whenever possible. However, if we determine that any supplier is, or a reasonable risk exists that it may be, violating this Policy, then we will require the supplier to commit to devise and undertake suitable corrective action to move to a conflict free source. If suitable action is not taken, we will look for alternative sources for the product. Enphase’s efforts are not to ban procurement of minerals from the Conflict Region, but to assure procurement from responsible sources in the region. If we determine that any of the components of our products contain minerals from a mine or facility that is “non-conflict free,” we will work towards transitioning to products that are “conflict free.”

This policy is publicly available on our website at https://enphase.com/en-us/conflict-minerals-policy.


Enphase Energy, Inc. - 2019 Conflict Minerals Report | 3




b.
Internal Team

Enphase Energy has established a management system for complying with the applicable rules. Our management system is led by our Vice President of Supply Chain, in conjunction with our Vice President & General Counsel. They are supported by a team from relevant functions such as, purchasing, quality assurance, manufacturing and environmental health and safety. The Vice President of Supply Chain is responsible for implementing our Conflict Minerals compliance strategy.

c.
Supply Chain Controls

As we do not have a direct relationship with 3TG smelters and refiners, we utilize industry-wide initiatives such as the EICC-GeSI and CFSI to disclose upstream actors in the supply chain.

Controls include our Code of Conduct, which outlines expected behaviors for all Enphase employees and which outlines expected behaviors for all Enphase Energy suppliers.

d.
Supplier Engagement

Enphase Energy has engaged Flextronics International Ltd. to reach out to suppliers and sub-suppliers who have yet to participate in CFSP’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in CFSP’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers annual acknowledgments of our Supplier Code of Conduct and other corporate policies, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.

e.
Grievance Mechanism

Enphase Energy has established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.

f.
Records Maintenance

Enphase Energy has established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database.

6.2
Identification and Assessment of Risk in the Supply Chain

Because of the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. Accordingly, we stay abreast of several industry-wide initiatives as described above. Some of the largest suppliers are also SEC registrants and subject to the Rule. We compare the CFSP validated smelter list against those smelters identified by our suppliers and, as described in our Conflict Minerals Policy, we intend to engage any of our suppliers that we have reason to believe are supplying us with 3TG from sources that may support conflict in the Covered Countries to request that they establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance.

6.3
Design and Implementation of a Strategy to Respond to Risks

As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the CFSP through our supply chain, where possible. To the extent we are able to determine in the future that we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.


Enphase Energy, Inc. - 2019 Conflict Minerals Report | 4




6.4
Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

Enphase Energy does not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives (for example, the CFSI), as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the CFSP.

7.
Due Diligence Results

7.1
Survey Response

Enphase Energy received 125 completed Templates from the 152 suppliers surveyed (a 82.24% completion rate). Of the 125 suppliers that provided complete responses to our survey, 18 indicated that they do not source Conflict Minerals at all, and 32 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries. Of the remaining 75 suppliers who indicated that Conflict Minerals originated from the Covered Countries, 67 of them reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. 8 suppliers reported that they are still in the process of completing due diligence or that the origin of the smelters and refiners is unknown or provided no information.

Supplier Response
2019
2018
2017
2016
2015
2014
2013
Supplier Template Completion Rate
82.24%
(125 of 152)
90.51%
(143 of 158)
98.46%
(128 of 130)
93.75%
(105 of 112)
94.05%
(79 of 84)
92.86%
(91 of 98)
70.63%
(89 of 126)

Status of Suppliers
2019
2018
2017
2016
2015
2014
Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free
93.60%
(117 of 125)
83.22%
(119 of 143)
73.08%
(95 of 130)
75.89%
(85 of 112)
72.62 %
(61 of 84)
70.41%
(69 of 98)
Still Completing Due Diligence/Origins Unknown
1.60%
(2 of 125)
16.78%
(24 of 143)
15.38%
(20 of 130)
17.86%
(20 of 112)
21.43%
(18 of 84)
22.45%
(22 of 98)
Invalid or No Information Provided
4.80%
(6 of 125)
4.43%
(7 of 143)
10.77%
(14 of 130)
6.25%
(7 of 112)
5.95%
(5 of 84)
7.14%
(7 of 98)

Of the 2 suppliers who required due diligence, none provided responses on a product basis that were specifically applicable to components or types of components furnished to Enphase Energy. 99 of the suppliers that responded to our survey provided responses on a company-wide or user defined basis that was not specifically applicable to components or types of components furnished to the Company. That is, they were unable to represent to us that 3TG from the smelters or refiners they identified had actually been included in the components they supplied to us or our direct suppliers. Of the 79 suppliers who reported on a company-wide basis, 38 of those confirm that they are certified conflict free.

7.2
Efforts to Determine Country of Origin of Mine or 3TG

Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with standards that meets the OECD guidelines and report to us using the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. Through this industry joint effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.


Enphase Energy, Inc. - 2019 Conflict Minerals Report | 5




7.3
Smelters or Refiners Identified

We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, 27 suppliers (17.76% of total suppliers included in the RCOI scope) either did not complete the Template, provided invalid information, or indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown. From the data we were able to obtain from our suppliers, the countries of origin of the Conflict Minerals processed in facilities in our supply chain are believed to include: Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czechia, Estonia, France, Germany, India, Indonesia, Japan, Kazakhstan, the Republic of Korea, Kyrgyzstan, Lithuania, Macedonia, Malaysia, Mexico, the Netherlands, New Zealand, Peru, Philippines, Poland, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, the United Arab Emirates, the United States of America, Uzbekistan, and Vietnam.

In total, 298 smelters and refiners were identified as potentially in our supply chain. Of those 298 smelter and refiners, 260 are currently certified conflict free, 2 are on the CFSP “Active List” and are currently in the process of becoming compliant, 4 are in communication with CFSP, 1 is identified as noncompliant, and 5 did not provide any response. 23 of the smelters and refiners require outreach and are not currently certified conflict free or their status is unknown, and 3 are currently participating in the audit process, are in communication regarding the audit process, or have agreed to participate in the audit process. Enphase Energy found no reasonable basis for concluding that any of these smelters or refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list of all known smelters and refiners identified as potentially being in our supply chain.

Status of All Identified Smelters and Refiners
2019
2018
2017
2016
2015
2014
Certified Conflict Free
87.25%
(260 of 298)
50.98%
(235 of 461)
83.97%
(461 of 549)
76.40%
(246 of 322)
74.29%
(208 of 280)
54.47%
(134 of 246)
Currently Participating, In Communication, or Agreed to Participate in Audit Process
1.01%
(3 of 298)
1.08%
(5 of 461)
3.28%
(18 of 549)
7.45%
(24 of 322)
16.43%
(46 of 280)
23.17%
(57 of 246)
Outreach Required
7.72%
(23 of 298)
5.21%
(24 of 461)
12.75%
(70 of 549)
16.15%
(52 of 322)
9.29%
(26 of 280)
22.35%
(55 0f 246)

Cautionary Note on Forward-Looking Statements

Forward-looking statements in this CMR are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.


Enphase Energy, Inc. - 2019 Conflict Minerals Report | 6




Annex 1
Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Gold
 
Compliant
 
Western Australian Mint trading as The Perth Mint
 
AUSTRALIA
 
CID002030
Gold
 
Compliant
 
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
 
AUSTRIA
 
CID002779
Tantalum
 
Compliant
 
Plansee SE Liezen
 
AUSTRIA
 
CID002540
Tantalum
 
Compliant
 
Plansee SE Reutte
 
AUSTRIA
 
CID002556
Tungsten
 
Compliant
 
Wolfram Bergbau und Hütten AG
 
AUSTRIA
 
CID002044
Gold
 
Active
 
Tony Goetz NV
 
BELGIUM
 
CID002587
Gold
 
Compliant
 
Umicore S.A. Business Unit Precious Metals Refining
 
BELGIUM
 
CID001980
Tin
 
Compliant
 
Metallo-Chimique N.V.
 
BELGIUM
 
CID002773
Tin
 
Compliant
 
EM Vinto
 
BOLIVIA (PLURINATIONAL STATE OF)
 
CID000438
Tin
 
Compliant
 
Operaciones Metalurgical S.A.
 
BOLIVIA (PLURINATIONAL STATE OF)
 
CID001337
Gold
 
Compliant
 
AngloGold Ashanti Córrego do Sítio Mineração
 
BRAZIL
 
CID000058
Gold
 
Compliant
 
Umicore Brasil Ltda.
 
BRAZIL
 
CID001977
Tantalum
 
Compliant
 
LSM Brasil S.A.
 
BRAZIL
 
CID001076
Tantalum
 
Compliant
 
Mineração Taboca S.A.
 
BRAZIL
 
CID001175
Tin
 
Compliant
 
Cooperativa Metalurgica de Rondônia Ltda.
 
BRAZIL
 
CID000295
Tin
 
Outreach Required
 
Estanho de Rondônia S.A.
 
BRAZIL
 
CID000448
Tin
 
Compliant
 
Magnu's Minerais Metais e Ligas Ltda.
 
BRAZIL
 
CID002468
Tin
 
Compliant
 
Melt Metais e Ligas S.A.
 
BRAZIL
 
CID002500
Tin
 
Compliant
 
Resind Indústria e Comércio Ltda.
 
BRAZIL
 
CID002706
Tin
 
Compliant
 
Soft Metais Ltda.
 
BRAZIL
 
CID001758
Tin
 
Alleged
 
Super Ligas
 
BRAZIL
 
CID002756
Tin
 
Compliant
 
White Solder Metalurgia e Mineração Ltda.
 
BRAZIL
 
CID002036
Tungsten
 
Outreach Required
 
ACL Metais Eireli
 
BRAZIL
 
CID002833
Gold
 
Compliant
 
Asahi Refining Canada Ltd.
 
CANADA
 
CID000924
Gold
 
Compliant
 
CCR Refinery - Glencore Canada Corporation
 
CANADA
 
CID000185
Gold
 
Compliant
 
Royal Canadian Mint
 
CANADA
 
CID001534
Gold
 
Alleged
 
Baiyin Nonferrous Metals Corporation (BNMC)
 
CHINA
 
CID000120
Gold
 
Outreach Required
 
Daye Non-Ferrous Metals Mining Ltd.
 
CHINA
 
CID000343
Gold
 
Outreach Required
 
Gansu Seemine Material Hi-Tech Co., Ltd.
 
CHINA
 
CID000522
Gold
 
Outreach Required
 
Great Wall Precious Metals Co., Ltd. of CBPM
 
CHINA
 
CID001909
Gold
 
Alleged
 
GuangDdong JinDing high-tech materials company
 
CHINA
 
CID000599
Gold
 
Alleged
 
GUANGDONG HUA JIAN TRADE DO.,LTD
 
CHINA
 
CID000605
Gold
 
Outreach Required
 
Guangdong Jinding Gold Limited
 
CHINA
 
CID002312
Gold
 
Alleged
 
GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI
 
CHINA
 
CID000611
Gold
 
Alleged
 
Guangdong macro jin precious metal smelting
 
CHINA
 
CID000612

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 1



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Gold
 
Outreach Required
 
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
CHINA
 
CID000651
Gold
 
Alleged
 
Hang Seng Technology
 
CHINA
 
CID000670
Gold
 
Outreach Required
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
CHINA
 
CID000671
Gold
 
Alleged
 
Henan Yuguang Gold & Lead Co., Ltd.
 
CHINA
 
CID002519
Gold
 
Compliant
 
Heraeus Ltd. Hong Kong
 
CHINA
 
CID000707
Gold
 
Alleged
 
HeTai Gold Mineral GuangDong Ltd. Co.
 
CHINA
 
CID000718
Gold
 
Alleged
 
Hop Hing electroplating factory Zhejiang
 
CHINA
 
CID002739
Gold
 
Alleged
 
Hung Cheong Metal Manufacturing Limited
 
CHINA
 
CID002904
Gold
 
Compliant
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
 
CHINA
 
CID000801
Gold
 
Compliant
 
Jiangxi Copper Co., Ltd.
 
CHINA
 
CID000855
Gold
 
Alleged
 
Jin Jinyin refining company limited
 
CHINA
 
CID000884
Gold
 
Alleged
 
Jinlong Copper Co., Ltd.
 
CHINA
 
CID000909
Gold
 
Outreach Required
 
Lingbao Gold Co., Ltd.
 
CHINA
 
CID001056
Gold
 
Outreach Required
 
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
CHINA
 
CID001058
Gold
 
Outreach Required
 
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
CHINA
 
CID001093
Gold
 
Compliant
 
Metalor Technologies (Hong Kong) Ltd.
 
CHINA
 
CID001149
Gold
 
Active
 
Metalor Technologies (Suzhou) Ltd.
 
CHINA
 
CID001147
Gold
 
Outreach Required
 
Penglai Penggang Gold Industry Co., Ltd.
 
CHINA
 
CID001362
Gold
 
Alleged
 
Realized the enterprise co. ltd.
 
CHINA
 
CID001515
Gold
 
Alleged
 
Shan Dong Huangjin
 
CHINA
 
CID001604
Gold
 
Alleged
 
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.
 
CHINA
 
CID001605
Gold
 
Alleged
 
Shandon Jin Jinyin Refining Limited
 
CHINA
 
CID001607
Gold
 
Alleged
 
Shandong Hengbang Smelter Co.,ltd
 
CHINA
 
CID001612
Gold
 
Alleged
 
Shandong penglai gold smelter
 
CHINA
 
CID001616
Gold
 
Outreach Required
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
CHINA
 
CID001619
Gold
 
Alleged
 
Shandong Yanggu Xiangguang Co. Ltd.
 
CHINA
 
CID002614
Gold
 
Compliant
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
CHINA
 
CID001622
Gold
 
Alleged
 
Shangdong Humon Smelting Co., Ltd.
 
CHINA
 
CID002525
Gold
 
Alleged
 
ShangHai YueQiang Metal Products Co. LTD
 
CHINA
 
CID001641
Gold
 
Alleged
 
Shenzhen Heng Zhong Industry Co.,Ltd.
 
CHINA
 
CID001692
Gold
 
Alleged
 
Shenzhen Zhonghenglong Real Industry Co., Ltd.
 
CHINA
 
CID002527
Gold
 
Compliant
 
Sichuan Tianze Precious Metals Co., Ltd.
 
CHINA
 
CID001736
Gold
 
Alleged
 
Sino-Platinum Metals Co.,Ltd
 
CHINA
 
CID001745
Gold
 
Alleged
 
Stender Electronic Materials Co., Ltd.
 
CHINA
 
CID001786
Gold
 
Alleged
 
Super Dragon Technology Co., Ltd
 
CHINA
 
CID001810
Gold
 
Alleged
 
SuZhou ShenChuang recycling Ltd.
 
CHINA
 
CID002743

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 2



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Gold
 
Alleged
 
Taicang City Nancang Metal Material Co.,Ltd
 
CHINA
 
CID001844
Gold
 
Compliant
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
CHINA
 
CID001916
Gold
 
Alleged
 
Tong Ling Jin Dian electrical technology CO. LTD.
 
CHINA
 
CID001942
Gold
 
Outreach Required
 
Tongling Nonferrous Metals Group Co., Ltd.
 
CHINA
 
CID001947
Gold
 
Alleged
 
Viagra Di precious metals (Zhaoyuan) Co., Ltd.
 
CHINA
 
CID002009
Gold
 
Alleged
 
WANG TING
 
CHINA
 
CID002023
Gold
 
Alleged
 
Wuzhong Group
 
CHINA
 
CID002063
Gold
 
Alleged
 
Xiamen JInbo Metal Co., Ltd.
 
CHINA
 
CID002076
Gold
 
Outreach Required
 
Yunnan Copper Industry Co., Ltd.
 
CHINA
 
CID000197
Gold
 
Alleged
 
Zhaojun Maifu
 
CHINA
 
CID002201
Gold
 
Alleged
 
Zhaoyuan Li Fu Industrial
 
CHINA
 
CID002202
Gold
 
Alleged
 
ZHAOYUAN LIFUSHIYE Co., Ltd
 
CHINA
 
CID002203
Gold
 
Alleged
 
Zhe Jiang Guang Yuan Noble Metal Smelting Factory
 
CHINA
 
CID002205
Gold
 
Alleged
 
Zhongkuang Gold Industry Co.,LTD
 
CHINA
 
CID002214
Gold
 
Alleged
 
Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.
 
CHINA
 
CID002219
Gold
 
Alleged
 
ZHONGSHAN POISON MATERIAL PROPRIETARY CO., LTD
 
CHINA
 
CID002221
Gold
 
Compliant
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
CHINA
 
CID002224
Gold
 
Alleged
 
Zhuhai toxic materials Monopoly Ltd.
 
CHINA
 
CID002231
Gold
 
Compliant
 
Zijin Mining Group Co., Ltd. Gold Refinery
 
CHINA
 
CID002243
Tantalum
 
Alleged
 
ANHUI HERRMAN IMPEX CO.
 
CHINA
 
CID000059
Tantalum
 
Compliant
 
Changsha South Tantalum Niobium Co., Ltd.
 
CHINA
 
CID000211
Tantalum
 
Compliant
 
Conghua Tantalum and Niobium Smeltry
 
CHINA
 
CID000291
Tantalum
 
Compliant
 
Duoluoshan
 
CHINA
 
CID000410
Tantalum
 
Compliant
 
F&X Electro-Materials Ltd.
 
CHINA
 
CID000460
Tantalum
 
Compliant
 
FIR Metals & Resource Ltd.
 
CHINA
 
CID002505
Tantalum
 
Compliant
 
Guangdong Zhiyuan New Material Co., Ltd.
 
CHINA
 
CID000616
Tantalum
 
Compliant
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
CHINA
 
CID002492
Tantalum
 
Alleged
 
Hunan Chenzhou Mining Co., Ltd.
 
CHINA
 
CID000768
Tantalum
 
Compliant
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
CHINA
 
CID002512
Tantalum
 
Compliant
 
Jiangxi Tuohong New Raw Material
 
CHINA
 
CID002842
Tantalum
 
Compliant
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
CHINA
 
CID000914
Tantalum
 
Compliant
 
Jiujiang Tanbre Co., Ltd.
 
CHINA
 
CID000917
Tantalum
 
Compliant
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
CHINA
 
CID002506
Tantalum
 
Compliant
 
King-Tan Tantalum Industry Ltd.
 
CHINA
 
CID000973
Tantalum
 
Alleged
 
Nantong Tongjie Electrical Co., Ltd.
 
CHINA
 
CID002386
Tantalum
 
Alleged
 
Ningxia Non-Ferrous Metal Smeltery
 
CHINA
 
CID002905
Tantalum
 
Compliant
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
CHINA
 
CID001277

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 3



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Tantalum
 
Alleged
 
Shanghai Jiangxi Metals Co., Ltd.
 
CHINA
 
CID001634
Tantalum
 
Compliant
 
XinXing HaoRong Electronic Material Co., Ltd.
 
CHINA
 
CID002508
Tantalum
 
Compliant
 
Yanling Jincheng Tantalum Co., Ltd.
 
CHINA
 
CID001522
Tantalum
 
Compliant
 
Yichun Jin Yang Rare Metal Co., Ltd.
 
CHINA
 
CID002307
Tantalum
 
Compliant
 
Zhuzhou Cemented Carbide Group Co., Ltd.
 
CHINA
 
CID002232
Tin
 
Compliant
 
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
 
CHINA
 
CID000228
Tin
 
Compliant
 
China Tin Group Co., Ltd.
 
CHINA
 
CID001070
Tin
 
Outreach Required
 
CNMC (Guangxi) PGMA Co., Ltd.
 
CHINA
 
CID000278
Tin
 
Alleged
 
DONGGUAN CITY XIDA SOLDERING TIN PRODUCTS CO
 
CHINA
 
CID000376
Tin
 
Active
 
Gejiu Fengming Metallurgy Chemical Plant
 
CHINA
 
CID002848
Tin
 
Active
 
Gejiu Jinye Mineral Company
 
CHINA
 
CID002859
Tin
 
Active
 
Gejiu Kai Meng Industry and Trade LLC
 
CHINA
 
CID000942
Tin
 
Compliant
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
CHINA
 
CID000538
Tin
 
Alleged
 
Gejiu Yunxi Group Corp.
 
CHINA
 
CID000553
Tin
 
Compliant
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
CHINA
 
CID001908
Tin
 
In Communication
 
Gejiu Zili Mining And Metallurgy Co., Ltd.
 
CHINA
 
CID000555
Tin
 
Alleged
 
Guangxi Nonferrous Metals Group
 
CHINA
 
CID000626
Tin
 
Alleged
 
Guangxi Zhongshan Jin Yi Smelting Co., Ltd.
 
CHINA
 
CID000628
Tin
 
Compliant
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
CHINA
 
CID002849
Tin
 
Alleged
 
HeChi Metallurgical Chemical factory
 
CHINA
 
CID000687
Tin
 
Alleged
 
Hongqiao Metals (Kunshan) Co., Ltd.
 
CHINA
 
CID002635
Tin
 
Compliant
 
HuiChang Hill Tin Industry Co., Ltd.
 
CHINA
 
CID002844
Tin
 
Outreach Required
 
Huichang Jinshunda Tin Co., Ltd.
 
CHINA
 
CID000760
Tin
 
Alleged
 
Hunan Xianghualing tin
 
CHINA
 
CID000775
Tin
 
Alleged
 
Jiang Jia Wang Technology Co.
 
CHINA
 
CID000840
Tin
 
Compliant
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
CHINA
 
CID000244
Tin
 
Alleged
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
CHINA
 
CID002819
Tin
 
Alleged
 
JU TAI INDUSTRIAL CO.,LTD.
 
CHINA
 
CID000934
Tin
 
Alleged
 
LIAN JING
 
CHINA
 
CID002281
Tin
 
Not Applicable
 
Linwu Xianggui Ore Smelting Co., Ltd.
 
CHINA
 
CID001063
Tin
 
Alleged
 
Ming Li Jia smelt Metal Factory
 
CHINA
 
CID001177
Tin
 
Active
 
Nankang Nanshan Tin Manufactory Co., Ltd.
 
CHINA
 
CID001231
Tin
 
Alleged
 
NANTONG CHUN-YUAN ELECTRONICS CO.
 
CHINA
 
CID002469
Tin
 
Alleged
 
Old City Metals Processing Co., Ltd.
 
CHINA
 
CID001332
Tin
 
Alleged
 
Shantou xi kuang
 
CHINA
 
CID001653
Tin
 
Alleged
 
Shenzhen Anchen Solder Tin Product Co. Ltd
 
CHINA
 
CID001675
Tin
 
Alleged
 
Shenzhen Hong Chang Metal Manufacturing Factory
 
CHINA
 
CID001694

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 4



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
TIN
 
Alleged
 
SHENZHEN RED CLOUD CROWN TIN LIMITED
 
CHINA
 
CID001704
Tin
 
Alleged
 
Sichuan Guanghan Jiangnan casting smelters
 
CHINA
 
CID001731
Tin
 
Alleged
 
SIGMA TIN ALLOY CO., LTD
 
CHINA
 
CID002408
Tin
 
Alleged
 
Solder Court Ltd.
 
CHINA
 
CID002436
Tin
 
Alleged
 
SPTE
 
CHINA
 
CID001780
Tin
 
Alleged
 
SUZHOU NUONENGDA CHEMICAL CO.,LTD
 
CHINA
 
CID001822
Tin
 
Alleged
 
Taiwan Qing Gao Qi Ye You Xian Gong Si
 
CHINA
 
CID002417
Tin
 
Alleged
 
Three green surface technology limited company
 
CHINA
 
CID001920
Tin
 
Alleged
 
Tianshui ling bo technology co., Ltd
 
CHINA
 
CID001929
Tin
 
Alleged
 
TIN PLATING GEJIU
 
CHINA
 
CID001932
Tin
 
Alleged
 
TONG LONG
 
CHINA
 
CID001943
Tin
 
Alleged
 
TOP-TEAM TECHNOLOGY (SHENZHEN) LIMITED
 
CHINA
 
CID001954
Tin
 
Alleged
 
Wang Yu Manufacturing Co. Ltd.
 
CHINA
 
CID002024
Tin
 
Alleged
 
Wu Xi Shi Yi Zheng Ji Xie She Bei Company
 
CHINA
 
CID002054
Tin
 
Alleged
 
WUJIANG CITY LUXE TIN FACTORY
 
CHINA
 
CID002057
Tin
 
Alleged
 
Xiamen Honglu Tungsten Molybdenum Co., Ltd.
 
CHINA
 
CID002428
Tin
 
Alleged
 
Xianghualing Tin Industry Co., Ltd.
 
CHINA
 
CID002946
Tin
 
Alleged
 
Xianghualing Tin Minerals
 
CHINA
 
CID002088
Tin
 
Alleged
 
Xin Furukawa Metal ( Wuxi ) Co., Ltd.
 
CHINA
 
CID002090
Tin
 
Alleged
 
XURI
 
CHINA
 
CID002099
Tin
 
Alleged
 
Yao Zhang
 
CHINA
 
CID002110
Tin
 
Alleged
 
YH(Yunnan)
 
CHINA
 
CID002115
Tin
 
Alleged
 
Yifeng Tin
 
CHINA
 
CID002121
Tin
 
Alleged
 
Yiquan Manufacturing
 
CHINA
 
CID002123
Tin
 
Alleged
 
Yuecheng Tin com.,LTD
 
CHINA
 
CID002147
Tin
 
Active
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
CHINA
 
CID002158
Tin
 
Alleged
 
Yunnan Chengo Electric Smelting Plant
 
CHINA
 
CID002162
Tin
 
Alleged
 
Yunnan Copper Zinc Industry Co., Ltd.
 
CHINA
 
CID002164
Tin
 
Alleged
 
Yunnan Industrial Co., Ltd.
 
CHINA
 
CID002173
Tin
 
Compliant
 
Yunnan Tin Company Limited
 
CHINA
 
CID002180
Tin
 
Alleged
 
Zhongfahao Wujin Zhipin Youxian Gongsi
 
CHINA
 
CID002434
Tin
 
Alleged
 
Zhuhai Quanjia
 
CHINA
 
CID002230
Tungsten
 
Compliant
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
CHINA
 
CID002513
Tungsten
 
Compliant
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
CHINA
 
CID000258
Tungsten
 
Not Applicable
 
Dayu Jincheng Tungsten Industry Co., Ltd.
 
CHINA
 
CID002518
Tungsten
 
Outreach Required
 
Dayu Weiliang Tungsten Co., Ltd.
 
CHINA
 
CID000345
Tungsten
 
Compliant
 
Fujian Jinxin Tungsten Co., Ltd.
 
CHINA
 
CID000499
Tungsten
 
Not Applicable
 
Ganxian Shirui New Material Co., Ltd.
 
CHINA
 
CID002531
Tungsten
 
Alleged
 
Ganzhou Haichuang Tungsten Industry Co., Ltd.
 
CHINA
 
CID002645

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 5



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Tungsten
 
Compliant
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
CHINA
 
CID000875
Tungsten
 
Compliant
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
CHINA
 
CID002315
Tungsten
 
Not Applicable
 
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
 
CHINA
 
CID000868
Tungsten
 
Compliant
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
CHINA
 
CID002494
Tungsten
 
Non Compliant
 
Ganzhou Yatai Tungsten Co., Ltd.
 
CHINA
 
CID002536
Tungsten
 
Compliant
 
Guangdong Xianglu Tungsten Co., Ltd.
 
CHINA
 
CID000218
Tungsten
 
Compliant
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
CHINA
 
CID002579
Tungsten
 
Compliant
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
CHINA
 
CID000769
Tungsten
 
Alleged
 
JIANGSU HETIAN SCI-TECH MATERIAL CO.,LTD
 
CHINA
 
CID000844
Tungsten
 
Compliant
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
CHINA
 
CID002551
Tungsten
 
Outreach Required
 
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
 
CHINA
 
CID002647
Tungsten
 
Compliant
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
CHINA
 
CID002321
Tungsten
 
Outreach Required
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
CHINA
 
CID002313
Tungsten
 
Compliant
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
CHINA
 
CID002318
Tungsten
 
Compliant
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
CHINA
 
CID002317
Tungsten
 
Compliant
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
CHINA
 
CID002535
Tungsten
 
Alleged
 
Luoyang Mudu Tungsten & Molybdenum Technology Co. Ltd
 
CHINA
 
CID001091
Tungsten
 
Compliant
 
Malipo Haiyu Tungsten Co., Ltd.
 
CHINA
 
CID002319
Tungsten
 
Compliant
 
South-East Nonferrous Metal Company Limited of Hengyang City
 
CHINA
 
CID002815
Tungsten
 
Alleged
 
Toshiba Material Co., Ltd
 
CHINA
 
CID002423
Tungsten
 
Compliant
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
CHINA
 
CID002320
Tungsten
 
Compliant
 
Xiamen Tungsten Co., Ltd.
 
CHINA
 
CID002082
Tungsten
 
Compliant
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
CHINA
 
CID002830
Tungsten
 
Compliant
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
CHINA
 
CID002095
Tungsten
 
Alleged
 
Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.
 
CHINA
 
CID002195
Gold
 
In Communication
 
SAFINA A.S.
 
CZECH REPUBLIC
 
CID002290
Tantalum
 
Compliant
 
NPM Silmet AS
 
ESTONIA
 
CID001200
Gold
 
In Communication
 
SAAMP
 
FRANCE
 
CID002761
Tungsten
 
Alleged
 
ERAMET
 
FRANCE
 
CID002915
Gold
 
Compliant
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
GERMANY
 
CID000035
Gold
 
Compliant
 
Aurubis AG
 
GERMANY
 
CID000113
Gold
 
Compliant
 
C. Hafner GmbH + Co. KG
 
GERMANY
 
CID000176
Gold
 
Outreach Required
 
Degussa Sonne / Mond Goldhandel GmbH
 
GERMANY
 
CID002867
Gold
 
Compliant
 
DODUCO GmbH
 
GERMANY
 
CID000362
Gold
 
Compliant
 
Heimerle + Meule GmbH
 
GERMANY
 
CID000694

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 6



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Gold
 
Compliant
 
Heraeus Precious Metals GmbH & Co. KG
 
GERMANY
 
CID000711
Gold
 
Compliant
 
SAXONIA Edelmetalle GmbH
 
GERMANY
 
CID002777
Gold
 
Compliant
 
WIELAND Edelmetalle GmbH
 
GERMANY
 
CID002778
Tantalum
 
Compliant
 
H.C. Starck Hermsdorf GmbH
 
GERMANY
 
CID002547
Tantalum
 
Compliant
 
H.C. Starck Tantalum and Niobium GmbH Goslar
 
GERMANY
 
CID002545
Tungsten
 
Compliant
 
H.C. Starck GmbH
 
GERMANY
 
CID002541
Tungsten
 
Compliant
 
H.C. Starck Smelting GmbH & Co. KG
 
GERMANY
 
CID002542
Gold
 
Active
 
Bangalore Refinery
 
INDIA
 
CID002863
Gold
 
Outreach Required
 
Gujarat Gold Centre
 
INDIA
 
CID002852
Gold
 
Compliant
 
MMTC-PAMP India Pvt., Ltd.
 
INDIA
 
CID002509
Gold
 
Outreach Required
 
Sai Refinery
 
INDIA
 
CID002853
Tantalum
 
Compliant
 
Metallurgical Products India Pvt., Ltd.
 
INDIA
 
CID001163
Gold
 
Compliant
 
PT Aneka Tambang (Persero) Tbk
 
INDONESIA
 
CID001397
Tin
 
Compliant
 
CV Ayi Jaya
 
INDONESIA
 
CID002570
Tin
 
Compliant
 
CV Dua Sekawan
 
INDONESIA
 
CID002592
Tin
 
Compliant
 
CV Gita Pesona
 
INDONESIA
 
CID000306
Tin
 
Compliant
 
CV Serumpun Sebalai
 
INDONESIA
 
CID000313
Tin
 
Compliant
 
CV Tiga Sekawan
 
INDONESIA
 
CID002593
Tin
 
Compliant
 
CV United Smelting
 
INDONESIA
 
CID000315
Tin
 
Compliant
 
CV Venus Inti Perkasa
 
INDONESIA
 
CID002455
Tin
 
Alleged
 
Ney Metals and Alloys
 
INDONESIA
 
CID001246
Tin
 
Compliant
 
PT Aries Kencana Sejahtera
 
INDONESIA
 
CID000309
Tin
 
Compliant
 
PT Artha Cipta Langgeng
 
INDONESIA
 
CID001399
Tin
 
Compliant
 
PT ATD Makmur Mandiri Jaya
 
INDONESIA
 
CID002503
Tin
 
Compliant
 
PT Babel Inti Perkasa
 
INDONESIA
 
CID001402
Tin
 
Compliant
 
PT Bangka Prima Tin
 
INDONESIA
 
CID002776
Tin
 
Compliant
 
PT Bangka Tin Industry
 
INDONESIA
 
CID001419
Tin
 
Compliant
 
PT Belitung Industri Sejahtera
 
INDONESIA
 
CID001421
Tin
 
Not Applicable
 
PT BilliTin Makmur Lestari
 
INDONESIA
 
CID001424
Tin
 
Compliant
 
PT Bukit Timah
 
INDONESIA
 
CID001428
Tin
 
Compliant
 
PT Cipta Persada Mulia
 
INDONESIA
 
CID002696
Tin
 
Compliant
 
PT DS Jaya Abadi
 
INDONESIA
 
CID001434
Tin
 
Compliant
 
PT Eunindo Usaha Mandiri
 
INDONESIA
 
CID001438
Tin
 
Not Applicable
 
PT Fang Di MulTindo
 
INDONESIA
 
CID001442
Tin
 
Compliant
 
PT Inti Stania Prima
 
INDONESIA
 
CID002530
Tin
 
In Communication
 
PT Justindo
 
INDONESIA
 
CID000307
Tin
 
Compliant
 
PT Karimun Mining
 
INDONESIA
 
CID001448
Tin
 
Compliant
 
PT Kijang Jaya Mandiri
 
INDONESIA
 
CID002829
Tin
 
Compliant
 
PT Lautan Harmonis Sejahtera
 
INDONESIA
 
CID002870
Tin
 
Compliant
 
PT Menara Cipta Mulia
 
INDONESIA
 
CID002835
Tin
 
Compliant
 
PT Mitra Stania Prima
 
INDONESIA
 
CID001453
Tin
 
Alleged
 
PT NATARI
 
INDONESIA
 
CID001456
Tin
 
Active
 
PT O.M. Indonesia
 
INDONESIA
 
CID002757
Tin
 
Compliant
 
PT Panca Mega Persada
 
INDONESIA
 
CID001457
Tin
 
Not Applicable
 
PT Pelat Timah Nusantara Tbk
 
INDONESIA
 
CID001486
Tin
 
Compliant
 
PT Prima Timah Utama
 
INDONESIA
 
CID001458
Tin
 
Compliant
 
PT Refined Bangka Tin
 
INDONESIA
 
CID001460

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 7



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Tin
 
Compliant
 
PT Sariwiguna Binasentosa
 
INDONESIA
 
CID001463
Tin
 
Compliant
 
PT Stanindo Inti Perkasa
 
INDONESIA
 
CID001468
Tin
 
Compliant
 
PT Sukses Inti Makmur
 
INDONESIA
 
CID002816
Tin
 
Compliant
 
PT Sumber Jaya Indah
 
INDONESIA
 
CID001471
Tin
 
Compliant
 
PT Timah (Persero) Tbk Kundur
 
INDONESIA
 
CID001477
Tin
 
Compliant
 
PT Timah (Persero) Tbk Mentok
 
INDONESIA
 
CID001482
Tin
 
Compliant
 
PT Tinindo Inter Nusa
 
INDONESIA
 
CID001490
Tin
 
Not Applicable
 
PT Tirus Putra Mandiri
 
INDONESIA
 
CID002478
Tin
 
Compliant
 
PT Tommy Utama
 
INDONESIA
 
CID001493
Tin
 
Outreach Required
 
PT Wahana Perkit Jaya
 
INDONESIA
 
CID002479
Tin
 
Alleged
 
Taiwan Huanliang
 
INDONESIA
 
CID001852
Gold
 
Compliant
 
Chimet S.p.A.
 
ITALY
 
CID000233
Gold
 
Not Applicable
 
Faggi Enrico S.p.A.
 
ITALY
 
CID002355
Gold
 
Alleged
 
Safimet Spa. (Gold refiners)
 
ITALY
 
CID002973
Gold
 
Compliant
 
T.C.A S.p.A
 
ITALY
 
CID002580
Gold
 
Compliant
 
Aida Chemical Industries Co., Ltd.
 
JAPAN
 
CID000019
Gold
 
Compliant
 
Asahi Pretec Corp.
 
JAPAN
 
CID000082
Gold
 
Compliant
 
Asaka Riken Co., Ltd.
 
JAPAN
 
CID000090
Gold
 
In Communication
 
Chugai Mining
 
JAPAN
 
CID000264
Gold
 
Compliant
 
Dowa
 
JAPAN
 
CID000401
Gold
 
Compliant
 
Eco-System Recycling Co., Ltd.
 
JAPAN
 
CID000425
Gold
 
Compliant
 
Ishifuku Metal Industry Co., Ltd.
 
JAPAN
 
CID000807
Gold
 
Compliant
 
Japan Mint
 
JAPAN
 
CID000823
Gold
 
Compliant
 
JX Nippon Mining & Metals Co., Ltd.
 
JAPAN
 
CID000937
Gold
 
Compliant
 
Kojima Chemicals Co., Ltd.
 
JAPAN
 
CID000981
Gold
 
Alleged
 
Kosak Seiren
 
JAPAN
 
CID000991
Gold
 
Compliant
 
Matsuda Sangyo Co., Ltd.
 
JAPAN
 
CID001119
Gold
 
Compliant
 
Mitsubishi Materials Corporation
 
JAPAN
 
CID001188
Gold
 
Compliant
 
Nihon Material Co., Ltd.
 
JAPAN
 
CID001259
Gold
 
Alleged
 
Nihon Superior Co., Ltd.
 
JAPAN
 
CID001252
Gold
 
Alleged
 
Nohon Material Corporation
 
JAPAN
 
CID002285
Gold
 
Compliant
 
Ohura Precious Metal Industry Co., Ltd.
 
JAPAN
 
CID001325
Gold
 
Alleged
 
Senyin
 
JAPAN
 
CID002742
Gold
 
Alleged
 
Shi Fu Metal Industrial
 
JAPAN
 
CID002447
Gold
 
Compliant
 
Sumitomo Metal Mining Co., Ltd.
 
JAPAN
 
CID001798
Gold
 
Compliant
 
Tanaka Kikinzoku Kogyo K.K.
 
JAPAN
 
CID001875
Gold
 
Compliant
 
Tokuriki Honten Co., Ltd.
 
JAPAN
 
CID001938
Gold
 
Compliant
 
Yamamoto Precious Metal Co., Ltd.
 
JAPAN
 
CID002100
Gold
 
Alleged
 
Yamato Denki Ind. Co., Ltd.
 
JAPAN
 
CID002102
Gold
 
Compliant
 
Yokohama Metal Co., Ltd.
 
JAPAN
 
CID002129
Tantalum
 
Compliant
 
Global Advanced Metals Aizu
 
JAPAN
 
CID002558
Tantalum
 
Compliant
 
H.C. Starck Ltd.
 
JAPAN
 
CID002549
Tantalum
 
Compliant
 
Mitsui Mining and Smelting Co., Ltd.
 
JAPAN
 
CID001192
Tantalum
 
Compliant
 
Taki Chemical Co., Ltd.
 
JAPAN
 
CID001869
Tin
 
Alleged
 
Chofu Works
 
JAPAN
 
CID002786
Tin
 
Alleged
 
Fuji Metal Mining Corp.
 
JAPAN
 
CID000498
Tin
 
Alleged
 
HARADA METAL INDUSTRY CO. LTD
 
JAPAN
 
CID000678
Tin
 
Alleged
 
Highjent Technology
 
JAPAN
 
CID002363

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 8



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Tin
 
Alleged
 
Hulterworth Smelter
 
JAPAN
 
CID002365
Tin
 
Alleged
 
Materials Eco-Refining CO.LTD
 
JAPAN
 
CID001112
Tin
 
Alleged
 
Settu Chemical Industry
 
JAPAN
 
CID001597
Tungsten
 
Compliant
 
A.L.M.T. TUNGSTEN Corp.
 
JAPAN
 
CID000004
Tungsten
 
Alleged
 
DAIDO STEEL
 
JAPAN
 
CID002349
Tungsten
 
Compliant
 
Japan New Metals Co., Ltd.
 
JAPAN
 
CID000825
Gold
 
In Communication
 
Kazakhmys Smelting LLC
 
KAZAKHSTAN
 
CID000956
Gold
 
Compliant
 
Kazzinc
 
KAZAKHSTAN
 
CID000957
Gold
 
In Communication
 
TOO Tau-Ken-Altyn
 
KAZAKHSTAN
 
CID002615
Tantalum
 
Compliant
 
Ulba Metallurgical Plant JSC
 
KAZAKHSTAN
 
CID001969
Gold
 
Active
 
Daejin Indus Co., Ltd.
 
KOREA (REPUBLIC OF)
 
CID000328
Gold
 
Compliant
 
DSC (Do Sung Corporation)
 
KOREA (REPUBLIC OF)
 
CID000359
Gold
 
In Communication
 
HwaSeong CJ CO., LTD.
 
KOREA (REPUBLIC OF)
 
CID000778
Gold
 
Compliant
 
Korea Zinc Co., Ltd.
 
KOREA (REPUBLIC OF)
 
CID002605
Gold
 
Compliant
 
LS-NIKKO Copper Inc.
 
KOREA (REPUBLIC OF)
 
CID001078
Gold
 
Compliant
 
Samduck Precious Metals
 
KOREA (REPUBLIC OF)
 
CID001555
Gold
 
In Communication
 
Samwon Metals Corp.
 
KOREA (REPUBLIC OF)
 
CID001562
Gold
 
Compliant
 
Torecom
 
KOREA (REPUBLIC OF)
 
CID001955
Tungsten
 
Compliant
 
Woltech Korea Co., Ltd.
 
KOREA (REPUBLIC OF)
 
CID002843
Gold
 
Compliant
 
Kyrgyzaltyn JSC
 
KYRGYZSTAN
 
CID001029
Gold
 
Outreach Required
 
State Research Institute Center for Physical Sciences and Technology
 
LITHUANIA
 
CID003153
Tantalum
 
Compliant
 
Power Resources Ltd.
 
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
 
CID002847
Gold
 
Active
 
Modeltech Sdn Bhd
 
MALAYSIA
 
CID002857
Tin
 
Compliant
 
Malaysia Smelting Corporation (MSC)
 
MALAYSIA
 
CID001105
Tin
 
Alleged
 
Metahub Industries Sdn. Bhd.
 
MALAYSIA
 
CID001136
Tin
 
Alleged
 
Stretti
 
MALAYSIA
 
CID001788
Gold
 
Outreach Required
 
Caridad
 
MEXICO
 
CID000180
Gold
 
Compliant
 
Metalúrgica Met-Mex Peñoles S.A. De C.V.
 
MEXICO
 
CID001161
Tantalum
 
Compliant
 
KEMET Blue Metals
 
MEXICO
 
CID002539
Gold
 
In Communication
 
Remondis Argentia B.V.
 
NETHERLANDS
 
CID002582
Gold
 
Compliant
 
Schone Edelmetaal B.V.
 
NETHERLANDS
 
CID001573
Gold
 
Outreach Required
 
Morris and Watson
 
NEW ZEALAND
 
CID002282
Tin
 
Compliant
 
Minsur
 
PERU
 
CID001182
Tin
 
Alleged
 
Misue Tin Smelter and Refinery
 
PERU
 
CID002385
Gold
 
Compliant
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
PHILIPPINES
 
CID000128
Tin
 
Compliant
 
O.M. Manufacturing Philippines, Inc.
 
PHILIPPINES
 
CID002517
Tungsten
 
Compliant
 
Philippine Chuangxin Industrial Co., Inc.
 
PHILIPPINES
 
CID002827
Gold
 
Active
 
KGHM Polska Miedz Spólka Akcyjna
 
POLAND
 
CID002511
Tin
 
Compliant
 
Fenix Metals
 
POLAND
 
CID000468
Gold
 
Compliant
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
RUSSIAN FEDERATION
 
CID000927
Gold
 
Compliant
 
JSC Uralelectromed
 
RUSSIAN FEDERATION
 
CID000929
Gold
 
Outreach Required
 
Kyshtym Copper-Electrolytic Plant ZAO
 
RUSSIAN FEDERATION
 
CID002865
Gold
 
Compliant
 
Moscow Special Alloys Processing Plant
 
RUSSIAN FEDERATION
 
CID001204

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 9



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Gold
 
Compliant
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
RUSSIAN FEDERATION
 
CID001326
Gold
 
Compliant
 
OJSC Novosibirsk Refinery
 
RUSSIAN FEDERATION
 
CID000493
Gold
 
Compliant
 
Prioksky Plant of Non-Ferrous Metals
 
RUSSIAN FEDERATION
 
CID001386
Gold
 
Alleged
 
Shyolkovsky
 
RUSSIAN FEDERATION
 
CID001730
Gold
 
Compliant
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
RUSSIAN FEDERATION
 
CID001756
Tantalum
 
Compliant
 
Solikamsk Magnesium Works OAO
 
RUSSIAN FEDERATION
 
CID001769
Tungsten
 
Compliant
 
Hydrometallurg, JSC
 
RUSSIAN FEDERATION
 
CID002649
Tungsten
 
Compliant
 
Moliren Ltd
 
RUSSIAN FEDERATION
 
CID002845
Tungsten
 
Not Applicable
 
Pobedit, JSC
 
RUSSIAN FEDERATION
 
CID002532
Tungsten
 
Compliant
 
Unecha Refractory metals plant
 
RUSSIAN FEDERATION
 
CID002724
Tin
 
Non Compliant
 
Phoenix Metal Ltd.
 
RWANDA
 
CID002507
Gold
 
Outreach Required
 
L'azurde Company For Jewelry
 
SAUDI ARABIA
 
CID001032
Gold
 
Compliant
 
Metalor Technologies (Singapore) Pte., Ltd.
 
SINGAPORE
 
CID001152
Tin
 
Alleged
 
M/s ECO Tropical Resources
 
SINGAPORE
 
CID002382
Gold
 
Compliant
 
AU Traders and Refiners
 
SOUTH AFRICA
 
CID002850
Gold
 
Compliant
 
Rand Refinery (Pty) Ltd.
 
SOUTH AFRICA
 
CID001512
Gold
 
Compliant
 
SEMPSA Joyería Platería S.A.
 
SPAIN
 
CID001585
Tin
 
Compliant
 
Elmet S.L.U.
 
SPAIN
 
CID002774
Gold
 
Outreach Required
 
Sudan Gold Refinery
 
SUDAN
 
CID002567
Gold
 
Compliant
 
Boliden AB
 
SWEDEN
 
CID000157
Gold
 
Compliant
 
Argor-Heraeus S.A.
 
SWITZERLAND
 
CID000077
Gold
 
Active
 
Cendres + Métaux S.A.
 
SWITZERLAND
 
CID000189
Gold
 
Compliant
 
Metalor Technologies S.A.
 
SWITZERLAND
 
CID001153
Gold
 
Compliant
 
PAMP S.A.
 
SWITZERLAND
 
CID001352
Gold
 
Compliant
 
PX Précinox S.A.
 
SWITZERLAND
 
CID001498
Gold
 
Compliant
 
Valcambi S.A.
 
SWITZERLAND
 
CID002003
Gold
 
Alleged
 
Chin-Leep Enterprise Co., Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID002903
Gold
 
Compliant
 
Singway Technology Co., Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID002516
Gold
 
Compliant
 
Solar Applied Materials Technology Corp.
 
TAIWAN, PROVINCE OF CHINA
 
CID001761
Gold
 
Alleged
 
Suntain Co.Ltd
 
TAIWAN, PROVINCE OF CHINA
 
CID001808
Gold
 
Alleged
 
Tsai Brother industries
 
TAIWAN, PROVINCE OF CHINA
 
CID002745
Gold
 
Alleged
 
WAM Technologies Taiwan Co.,Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID002020
Tin
 
Alleged
 
Jau Janq Enterprise Co. Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID000822
Tin
 
Alleged
 
Minchali Metal Industry Co., Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID001172
Tin
 
Alleged
 
Pan Light Corporation
 
TAIWAN, PROVINCE OF CHINA
 
CID001356
Tin
 
Compliant
 
Rui Da Hung
 
TAIWAN, PROVINCE OF CHINA
 
CID001539
Tin
 
Alleged
 
Taiwan high-tech Co., Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID001851
Tin
 
Alleged
 
Taiwan qinggao qiye you xian gong si
 
TAIWAN, PROVINCE OF CHINA
 
CID001854
Tin
 
Alleged
 
Taiwan's lofty Enterprises Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
CID001859
Tin
 
Alleged
 
WELLEY
 
TAIWAN, PROVINCE OF CHINA
 
CID002027
Tungsten
 
Alleged
 
Chunbao Carbide Science & Technology Co.,Ltd
 
TAIWAN, PROVINCE OF CHINA
 
CID002346
Gold
 
Compliant
 
Umicore Precious Metals Thailand
 
THAILAND
 
CID002314
Tantalum
 
Compliant
 
H.C. Starck Co., Ltd.
 
THAILAND
 
CID002544
Tin
 
Compliant
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
THAILAND
 
CID001314

Enphase Energy, Inc. - 2019 Conflict Minerals Report – Annex | 10



Metal
 
Comments
 
Smelter Name
 
Smelter Country
 
Smelter Identification
Tin
 
Alleged
 
Thailand Mine Factory
 
THAILAND
 
CID001897
Tin
 
Compliant
 
Thaisarco
 
THAILAND
 
CID001898
Tin
 
Alleged
 
Untracore Co., Ltd.
 
THAILAND
 
CID001998
Gold
 
Outreach Required
 
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
TURKEY
 
CID000103
Gold
 
Compliant
 
Istanbul Gold Refinery
 
TURKEY
 
CID000814
Gold
 
Compliant
 
Nadir Metal Rafineri San. Ve Tic. A.S.
 
TURKEY
 
CID001220
Gold
 
Active
 
Al Etihad Gold Refinery DMCC
 
UNITED ARAB EMIRATES
 
CID002560
Gold
 
Compliant
 
Emirates Gold DMCC
 
UNITED ARAB EMIRATES
 
CID002561
Gold
 
Outreach Required
 
Kaloti Precious Metals
 
UNITED ARAB EMIRATES
 
CID002563
Gold
 
Alleged
 
ENGELHARD LONDON
 
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
 
CID002691
Gold
 
Compliant
 
Advanced Chemical Company
 
UNITED STATES OF AMERICA
 
CID000015
Gold
 
Compliant
 
Asahi Refining USA Inc.
 
UNITED STATES OF AMERICA
 
CID000920
Gold
 
Outreach Required
 
AURA-II
 
UNITED STATES OF AMERICA
 
CID002851
Gold
 
Outreach Required
 
Elemetal Refining, LLC
 
UNITED STATES OF AMERICA
 
CID001322
Gold
 
Active
 
Geib Refining Corporation
 
UNITED STATES OF AMERICA
 
CID002459
Gold
 
Compliant
 
Kennecott Utah Copper LLC
 
UNITED STATES OF AMERICA
 
CID000969
Gold
 
Compliant