Delaware | 001-35480 | 20-4645388 | ||
(State of incorporation) | (Commission File No.) | (IRS Employer Identification No.) |
Denis Quinlan, Vice President and General Counsel (707) 763-4784 |
Date: May 31, 2018 | ENPHASE ENERGY, INC. | |||
By: | /s/ Denis Quinlan | |||
Denis Quinlan | ||||
VP, General Counsel and Secretary | ||||
Exhibit Number | Description | |
1. | INTRODUCTION |
2. | COMPANY OVERVIEW |
3. | PRODUCTS OVERVIEW |
4. | REASONABLE COUNTRY OF ORIGIN INQUIRY |
5. | CONFLICT MINERALS STATUS ANALYSIS AND CONFLICT STATUS CONCLUSION |
6. | DUE DILIGENCE PROCESS |
6.1 | Design of Due Diligence |
a. | Management Systems – Conflict Minerals Policy |
• | Developing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Conflict Region. |
• | Not knowingly procuring specified minerals that originate from facilities in the Conflict Region that are not certified as conflict free. |
• | Expecting our suppliers to: (i) provide Enphase with Conflict Mineral content and country of origin information on the products it supplies to Enphase; (ii) cooperate with Enphase (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for Enphase’s annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with Enphase in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in Enphase products. |
• | Expecting suppliers whose products contain conflict minerals to establish policies, due diligence frameworks, and management systems consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk-Areas that are designed to accomplish this goal, and requiring their suppliers to do the same. |
b. | Internal Team |
c. | Supply Chain Controls |
d. | Supplier Engagement |
e. | Grievance Mechanism |
f. | Records Maintenance |
6.3 | Design and Implementation of a Strategy to Respond to Risks |
6.4 | Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain |
7. | DUE DILIGENCE RESULTS |
7.1 | Survey Response |
Supplier Response | 2017 | 2016 | 2015 | 2014 | 2013 |
Supplier Template Completion Rate | 98.46% (128 of 130) | 93.75% (105 of 112) | 94.05% (79 of 84) | 92.86% (91 of 98) | 70.63% (89 of 126) |
Status of Suppliers | 2017 | 2016 | 2015 | 2014 |
Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free | 73.08% (95 of 130) | 75.89% (85 of 112) | 72.62 % (61 of 84) | 70.41% (69 of 98) |
Still Completing Due Diligence/Origins Unknown | 15.38% (20 of 130) | 17.86% (20 of 112) | 21.43% (18 of 84) | 22.45% (22 of 98) |
Invalid or No Information Provided | 10.77% (14 of 130) | 6.25% (7 of 112) | 5.95% (5 of 84) | 7.14% (7 of 98) |
7.2 | Efforts to Determine Country of Origin of Mine or 3TG |
7.3 | Smelters or Refiners Identified |
Status of All Identified Smelters and Refiners | 2017 | 2016 | 2015 | 2014 |
Certified Conflict Free | 83.97% (461 of 549) | 76.40% (246 of 322) | 74.29% (208 of 280) | 54.47% (134 of 246) |
Currently Participating, In Communication, or Agreed to Participate in Audit Process | 3.28% (18 of 549) | 7.45% (24 of 322) | 16.43% (46 of 280) | 23.17% (57 of 246) |
Outreach Required | 12.75% (70 of 549) | 16.15% (52 of 322) | 9.29% (26 of 280) | 22.35% (55 0f 246) |
Mineral | Smelter Name | Smelter Country (*) | Smelter ID | Comments |
Gold | Cendres + Métaux S.A. | SWITZERLAND | CID000189 | Active |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | Active |
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | Active |
Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND | CID002511 | Active |
Gold | Tony Goetz NV | BELGIUM | CID002587 | Active |
Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | Active |
Gold | Bangalore Refinery | INDIA | CID002863 | Active |
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | Compliant |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | Compliant |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | Compliant |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Compliant |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | Compliant |
Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | Compliant |
Gold | Asahi Pretec Corp. | JAPAN | CID000082 | Compliant |
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | Compliant |
Gold | Aurubis AG | GERMANY | CID000113 | Compliant |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | Compliant |
Gold | Boliden AB | SWEDEN | CID000157 | Compliant |
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | Compliant |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | Compliant |
Gold | Chimet S.p.A. | ITALY | CID000233 | Compliant |
Gold | Daejin Indus Co., Ltd. | KOREA (REPUBLIC OF) | CID000328 | Compliant |
Gold | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) | CID000359 | Compliant |
Gold | DODUCO GmbH | GERMANY | CID000362 | Compliant |
Gold | Dowa | JAPAN | CID000401 | Compliant |
Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | Compliant |
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | Compliant |
Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | Compliant |
Gold | Heraeus Ltd. Hong Kong | CHINA | CID000707 | Compliant |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | Compliant |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | Compliant |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | Compliant |
Gold | Istanbul Gold Refinery | TURKEY | CID000814 | Compliant |
Gold | Japan Mint | JAPAN | CID000823 | Compliant |
Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | Compliant |
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | Compliant |
Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | Compliant |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | Compliant |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | Compliant |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | Compliant |
Gold | Kazzinc | KAZAKHSTAN | CID000957 | Compliant |
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | Compliant |
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | Compliant |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | Compliant |
Gold | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) | CID001078 | Compliant |
Gold | Materion | UNITED STATES OF AMERICA | CID001113 | Compliant |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | Compliant |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Compliant |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | Compliant |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | Compliant |
Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | Compliant |
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | Compliant |
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | CID001161 | Compliant |
Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | Compliant |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | Compliant |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | Compliant |
Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | TURKEY | CID001220 | Compliant |
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | Compliant |
Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA | CID001322 | Compliant |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | Compliant |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | Compliant |
Gold | PAMP S.A. | SWITZERLAND | CID001352 | Compliant |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | Compliant |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | Compliant |
Gold | PX Précinox S.A. | SWITZERLAND | CID001498 | Compliant |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | Compliant |
Gold | Royal Canadian Mint | CANADA | CID001534 | Compliant |
Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) | CID001555 | Compliant |
Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 | Compliant |
Gold | SEMPSA Joyería Platería S.A. | SPAIN | CID001585 | Compliant |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | Compliant |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | Compliant |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | Compliant |
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | Compliant |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | Compliant |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | Compliant |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | Compliant |
Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | Compliant |
Gold | Torecom | KOREA (REPUBLIC OF) | CID001955 | Compliant |
Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 | Compliant |
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | Compliant |
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | Compliant |
Gold | Valcambi S.A. | SWITZERLAND | CID002003 | Compliant |
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 | Compliant |
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | Compliant |
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | Compliant |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | Compliant |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | Compliant |
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | Compliant |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | Compliant |
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA | CID002510 | Compliant |
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | Compliant |
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | Compliant |
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | Compliant |
Gold | T.C.A S.p.A | ITALY | CID002580 | Compliant |
Gold | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) | CID002605 | Compliant |
Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | Compliant |
Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | Compliant |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | Compliant |
Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | Compliant |
Gold | Chugai Mining | JAPAN | CID000264 | In Communication |
Gold | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) | CID000778 | In Communication |
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | In Communication |
Gold | Samwon Metals Corp. | KOREA (REPUBLIC OF) | CID001562 | In Communication |
Gold | SAFINA A.S. | CZECH REPUBLIC | CID002290 | In Communication |
Gold | Remondis Argentia B.V. | NETHERLANDS | CID002582 | In Communication |
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | In Communication |
Gold | SAAMP | FRANCE | CID002761 | In Communication |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | Outreach Required |
Gold | Caridad | MEXICO | CID000180 | Outreach Required |
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | Outreach Required |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | Outreach Required |
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 | Outreach Required |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | Outreach Required |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | Outreach Required |
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | Outreach Required |
Gold | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 | Outreach Required |
Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 | Outreach Required |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | Outreach Required |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | Outreach Required |
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | Outreach Required |
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | Outreach Required |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | Outreach Required |
Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA | CID001754 | Outreach Required |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | Outreach Required |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | Outreach Required |
Gold | Morris and Watson | NEW ZEALAND | CID002282 | Outreach Required |
Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | Outreach Required |
Gold | Faggi Enrico S.p.A. | ITALY | CID002355 | Outreach Required |
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | Outreach Required |
Gold | AURA-II | UNITED STATES OF AMERICA | CID002851 | Outreach Required |
Gold | Gujarat Gold Centre | INDIA | CID002852 | Outreach Required |
Gold | Sai Refinery | INDIA | CID002853 | Outreach Required |
Gold | L'Orfebre S.A. | ANDORRA | CID002762 | Unknown |
Gold | Italpreziosi | ITALY | CID002765 | Unknown |
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | Unknown |
Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | Unknown |
Gold | Safimet S.p.A | ITALY | CID002973 | Unknown |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | Compliant |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | Compliant |
Tantalum | Duoluoshan | CHINA | CID000410 | Compliant |
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | Compliant |
Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | Compliant |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | Compliant |
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA | CID000731 | Compliant |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | Compliant |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | Compliant |
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 | Compliant |
Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | Compliant |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | Compliant |
Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 | Compliant |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | Compliant |
Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 | Compliant |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | Compliant |
Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | Compliant |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 | Compliant |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | Compliant |
Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | Compliant |
Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | Compliant |
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | Compliant |
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | CID002232 | Compliant |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 | Compliant |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | Compliant |
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | Compliant |
Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | Compliant |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | Compliant |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | Compliant |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | Compliant |
Tantalum | KEMET Blue Metals | MEXICO | CID002539 | Compliant |
Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | Compliant |
Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 | Compliant |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | Compliant |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Compliant |
Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Compliant |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Compliant |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Compliant |
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | Compliant |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | CID002568 | Compliant |
Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA | CID002571 | Compliant |
Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | CID002707 | Compliant |
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | Compliant |
Tantalum | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) | CID002847 | Compliant |
Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | Outreach Required |
Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 | Outreach Required |
Tantalum | E.S.R. Electronics | UNITED STATES OF AMERICA | CID002590 | Outreach Required |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Unknown |
Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Unknown |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Unknown |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Unknown |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Active |
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 | Active |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | Active |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | Active |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | Active |
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | Active |
Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | Active |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | Compliant |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 | Compliant |
Tin | Alpha | UNITED STATES OF AMERICA | CID000292 | Compliant |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | Compliant |
Tin | CV Gita Pesona | INDONESIA | CID000306 | Compliant |
Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | Compliant |
Tin | CV Serumpun Sebalai | INDONESIA | CID000313 | Compliant |
Tin | CV United Smelting | INDONESIA | CID000315 | Compliant |
Tin | Dowa | JAPAN | CID000402 | Compliant |
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | Compliant |
Tin | Fenix Metals | POLAND | CID000468 | Compliant |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | Compliant |
Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | Compliant |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | Compliant |
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | Compliant |
Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | Compliant |
Tin | Minsur | PERU | CID001182 | Compliant |
Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | Compliant |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | Compliant |
Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | Compliant |
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | Compliant |
Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | Compliant |
Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | Compliant |
Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | Compliant |
Tin | PT Bukit Timah | INDONESIA | CID001428 | Compliant |
Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | Compliant |
Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | Compliant |
Tin | PT Karimun Mining | INDONESIA | CID001448 | Compliant |
Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | Compliant |
Tin | PT Panca Mega Persada | INDONESIA | CID001457 | Compliant |
Tin | PT Prima Timah Utama | INDONESIA | CID001458 | Compliant |
Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | Compliant |
Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | Compliant |
Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | Compliant |
Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | Compliant |
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | Compliant |
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 | Compliant |
Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | Compliant |
Tin | PT Tommy Utama | INDONESIA | CID001493 | Compliant |
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | Compliant |
Tin | Soft Metais Ltda. | BRAZIL | CID001758 | Compliant |
Tin | Thaisarco | THAILAND | CID001898 | Compliant |
Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | Compliant |
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | Compliant |
Tin | Yunnan Tin Company Limited | CHINA | CID002180 | Compliant |
Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | Compliant |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | Compliant |
Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 | Compliant |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | Compliant |
Tin | PT Inti Stania Prima | INDONESIA | CID002530 | Compliant |
Tin | CV Ayi Jaya | INDONESIA | CID002570 | Compliant |
Tin | CV Dua Sekawan | INDONESIA | CID002592 | Compliant |
Tin | CV Tiga Sekawan | INDONESIA | CID002593 | Compliant |
Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | Compliant |
Tin | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 | Compliant |
Tin | PT O.M. Indonesia | INDONESIA | CID002757 | Compliant |
Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 | Compliant |
Tin | Elmet S.L.U. | SPAIN | CID002774 | Compliant |
Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | Compliant |
Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | Compliant |
Tin | PT Kijang Jaya Mandiri | INDONESIA | CID002829 | Compliant |
Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | Compliant |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | Compliant |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | Compliant |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | Compliant |
Tin | Gejiu Jinye Mineral Company | CHINA | CID002859 | Compliant |
Tin | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 | Compliant |
Tin | PT Justindo | INDONESIA | CID000307 | In Communication |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | In Communication |
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 | Outreach Required |
Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 | Outreach Required |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | Outreach Required |
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 | Outreach Required |
Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | Outreach Required |
Tin | PT Fang Di MulTindo | INDONESIA | CID001442 | Outreach Required |
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | Outreach Required |
Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 | Outreach Required |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | Outreach Required |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Outreach Required |
Tin | An Thai Minerals Co., Ltd. | VIET NAM | CID002825 | Outreach Required |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Outreach Required |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | Unknown |
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | Compliant |
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | Compliant |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | Compliant |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | Compliant |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | Compliant |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | Compliant |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | Compliant |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | Compliant |
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | Compliant |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | Compliant |
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | Compliant |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 | Compliant |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 | Compliant |
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | Compliant |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | Compliant |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | Compliant |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | Compliant |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Compliant |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Compliant |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | Compliant |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | Compliant |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | Compliant |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 | Compliant |
Tungsten | H.C. Starck GmbH | GERMANY | CID002541 | Compliant |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | Compliant |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 | Compliant |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Compliant |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | Compliant |
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | Compliant |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | Compliant |
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | Compliant |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | CID002815 | Compliant |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | Compliant |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | Compliant |
Tungsten | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) | CID002843 | Compliant |
Tungsten | Moliren Ltd | RUSSIAN FEDERATION | CID002845 | Compliant |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Outreach Required |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | Outreach Required |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | Outreach Required |
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 | Outreach Required |
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 | Outreach Required |
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 | Outreach Required |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 | Outreach Required |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | CID002647 | Outreach Required |
Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Outreach Required |
Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Outreach Required |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Outreach Required |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002320 | Unknown |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002321 | Unknown |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Unknown |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | Unknown |
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | CID003182 | Unknown |